CG
Christopher M. Golden
PERPETUAL AMERICAS FUNDS DISTRIBUTORS
Chicago, IL 60606
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CRD#: 6014473
CG
Professional summary
Christopher Mark Golden, who also goes by Christopher Golden, is a registered financial professional currently at PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC located in Chicago, Illinois.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2015. Christopher has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Christopher Golden
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Christopher Mark Golden's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 8, 2023 - Present
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
Office #1: 155 N Wacker Drive Suite 4250, Chicago, IL 60606Office #3: 155 N Wacker Drive Suite 4250, Chicago, IL 60606BD
CRD#: 143809
Chicago, IL
Past
April 10, 2023 - August 7, 2024
FORESIDE FINANCIAL SERVICES, LLC
BD
CRD#: 148477
Chicago, IL
Past
May 8, 2015 - July 17, 2017
HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC.
BD
CRD#: 101640
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/6/2025)
RR
Alaska(8/6/2025)
RR
Arizona(8/6/2025)
RR
Arkansas(8/6/2025)
RR
California(8/6/2025)
RR
Colorado(8/6/2025)
RR
Connecticut(8/6/2025)
RR
Delaware(8/6/2025)
RR
District of Columbia(8/6/2025)
RR
Florida(8/6/2025)
RR
Georgia(8/6/2025)
RR
Hawaii(8/6/2025)
RR
Idaho(8/6/2025)
RR
Illinois(8/6/2025)
RR
Indiana(8/6/2025)
RR
Iowa(8/6/2025)
RR
Kansas(8/6/2025)
RR
Kentucky(8/6/2025)
RR
Louisiana(8/6/2025)
RR
Maine(8/6/2025)
RR
Maryland(8/6/2025)
RR
Massachusetts(8/6/2025)
RR
Michigan(8/6/2025)
RR
Minnesota(8/6/2025)
RR
Mississippi(8/6/2025)
RR
Missouri(8/6/2025)
RR
Montana(8/6/2025)
RR
Nebraska(8/6/2025)
RR
Nevada(8/6/2025)
RR
New Hampshire(8/6/2025)
RR
New Jersey(8/6/2025)
RR
New Mexico(8/6/2025)
RR
New York(8/6/2025)
RR
North Carolina(8/6/2025)
RR
North Dakota(8/6/2025)
RR
Ohio(8/7/2025)
RR
Oklahoma(8/6/2025)
RR
Oregon(8/6/2025)
RR
Pennsylvania(8/6/2025)
RR
Puerto Rico(8/6/2025)
RR
Rhode Island(8/6/2025)
RR
South Carolina(8/6/2025)
RR
South Dakota(8/6/2025)
RR
Tennessee(8/6/2025)
RR
Texas(8/6/2025)
RR
Utah(8/6/2025)
RR
Vermont(8/6/2025)
RR
Virgin Islands(8/6/2025)
RR
Virginia(8/6/2025)
RR
Washington(8/6/2025)
RR
West Virginia(8/6/2025)
RR
Wisconsin(8/6/2025)
RR
Wyoming(8/6/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/10/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
ARDEN SECURITIES LLC | PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC | JOHCM FUNDS DISTRIBUTORS, LLC | HARDT GROUP INVESTOR SERVICES LLC | FORESIDE FUND PARTNERS LLC
CRD#: 143809 / SEC#: , 8-67608
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
New York since 01/23/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| TAYLOR, GORDON BURDETTE | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 2990648 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
