Oscar Nunez
Professional summary
Oscar Nunez was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Oscar is a previously registered financial professional and started their career in finance in 2012. Prior to being barred, Oscar had worked at 8 firms, which includes REID & RUDIGER LLC, J.H. DARBIE & CO. INC., BLACKBOOK CAPITAL LLC, LEGEND SECURITIES INC., WINDSOR STREET CAPITAL LP, PHX FINANCIAL INC., MAXIM GROUP LLC, OBSIDIAN FINANCIAL GROUP LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2018 - September 27, 2018
REID & RUDIGER LLC
November 19, 2015 - September 11, 2017
J.H. DARBIE & CO., INC.
February 6, 2015 - October 19, 2015
BLACKBOOK CAPITAL, LLC
January 5, 2015 - January 7, 2015
LEGEND SECURITIES, INC.
May 29, 2014 - September 12, 2014
WINDSOR STREET CAPITAL, LP
March 12, 2014 - April 7, 2014
BLACKBOOK CAPITAL, LLC
August 5, 2013 - March 11, 2014
PHX FINANCIAL, INC.
July 17, 2013 - August 7, 2013
MAXIM GROUP LLC
April 25, 2013 - July 18, 2013
LEGEND SECURITIES, INC.
December 21, 2012 - December 21, 2012
OBSIDIAN FINANCIAL GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
REID & RUDIGER LLC
CRD#: 47263 / SEC#: , 8-51721
Contact information
FINRA licenses (48 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
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