GD
Geoffrey Dougall
WEALTH ADVISORS NW
Portland, OR 97225
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CRD#: 6014398
GD
Professional summary
Geoffrey Dougall is a registered financial advisor currently at WEALTH ADVISORS NW located in Portland, Oregon.
Geoffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Geoffrey has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Dougall Conradie LLC is a CPA practice. Mr. Dougall owns 1/3 of the business and has multiple other partners. He spends the majority of his time on his CPA practice. Dougall Conradie LLC may refer clients for advisory service. No referral fees are paid to Dougall Conradie.
Spring Meadows II LLC owns rental property in Utah. It is 50% owned by Mr. Dougall and the other 50% owned by two other individuals. Mr. Dougall spends a small portion of time (less than 10%) on this business and is paid a portion of rental income.
Laurel Street Management LLC owns rental property in Oregon and Idaho. It is 50% owned by Mr. Dougall and the other 50% is owned by a sibling. Mr. Dougall spend a small portion of time (less than 10%) on this business and is paid a portion of rental income.
LMJ Enterprises LLC owns a commercial property in Oregon. Mr. Dougall owns 25% of this partnership. The CPA practice leases office space from LMJ Enterprises LLC.
FTS Advisory Group Inc. is a holding company owned 100% by Mr. Dougall to hold and manage family-related investments.
CRS (Client Relationship Summary) - RIA
Click below to view Geoffrey Dougall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 11, 2016 - Present
WEALTH ADVISORS NW
Office #1: 9400 Sw Barnes Rd. Suite 309, Portland, OR 97225RIA
CRD#: 284468
Portland, OR
Past
June 8, 2012 - October 4, 2016
ROI FINANCIAL
RIA
CRD#: 160100
BEAVERTON, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WEALTH ADVISORS NW
WEALTH ADVISORS NORTHWEST LLC | WEALTH ADVISORS NW
CRD#: 284468 / SEC#: 801-121116
RIA
Registered Investment Advisory firm - (4/30/2021 Approved)California
Registered Investment Advisory firm - (7/20/2021 Terminated)Oregon
Registered Investment Advisory firm - (6/16/2021 Terminated)Washington
Registered Investment Advisory firm - (7/7/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oregon(8/11/2016)
IAR
Texas(4/14/2023)
IAR
Washington(8/25/2017)
Exams
Current Firm
WA
WEALTH ADVISORS NW
WEALTH ADVISORS NORTHWEST LLC | WEALTH ADVISORS NW
CRD#: 284468 / SEC#: 801-121116
RIA
Registered Investment Advisory firm - (4/30/2021 Approved)California
Registered Investment Advisory firm - (7/20/2021 Terminated)Oregon
Registered Investment Advisory firm - (6/16/2021 Terminated)Washington
Registered Investment Advisory firm - (7/7/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9400 Sw Barnes Rd. Suite 309, Portland, OR 97225
Mailing Address
Phone number
(971) 249-9930
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,139 |
| AUM (Assets Under Management) | $ 300,196,123 |
Red Flags
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