Gustavo C. Farhat

SUNSTATE WEALTH MANAGEMENT LLC

Coral Gables, FL 33134

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CRD#: 6014247

Professional summary

Gustavo C. Farhat, who also goes by Gustavo Carneiro Farhat, is a registered financial advisor currently at SUNSTATE WEALTH MANAGEMENT LLC located in Coral Gables, Florida.

Gustavo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Gustavo has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gustavo Carneiro Farhat

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gustavo C. Farhat's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 10, 2025 - Present

SUNSTATE WEALTH MANAGEMENT LLC

Office #1: 2901 S Lejeune Road, Coral Gables, FL 33134

RIA

CRD#: 317453

Coral Gables, FL

Past

December 16, 2019 - March 14, 2025

BTG PACTUAL US CAPITAL, LLC

CRD#: 149486

Miami, FL

Past

September 28, 2017 - February 28, 2018

BRASIL PLURAL INVESTMENT ADVISOR LLC

RIA

CRD#: 288563

Miami, FL

Past

April 7, 2017 - December 13, 2019

BRASIL PLURAL SECURITIES LLC

CRD#: 159384

Miami, FL

Past

June 10, 2014 - April 12, 2017

XP INVESTMENTS US, LLC

CRD#: 156691

MIAMI, FL

Past

January 17, 2013 - June 17, 2014

INSIGNEO SECURITIES, LLC

CRD#: 29249

MIAMI, FL

Past

January 8, 2013 - January 16, 2013

TRADEWIRE SECURITIES LLC

CRD#: 142348

CORAL GABLES, FL

Past

February 9, 2012 - November 20, 2012

TRADEWIRE SECURITIES LLC

CRD#: 142348

CORAL GABLES, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUNSTATE WEALTH MANAGEMENT LLC

CRD#: 317453 / SEC#: 801-122830

RIA

Registered Investment Advisory firm - (12/7/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/10/2025

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/7/2013

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/23/2021

General Securities Principal Examination

Current Firm

SUNSTATE WEALTH MANAGEMENT LLC

CRD#: 317453 / SEC#: 801-122830

RIA

Registered Investment Advisory firm - (12/7/2021 Approved)

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Contact information

Main Address

2901 S Lejeune Road, Coral Gables, FL 33134

Mailing Address

Phone number

(305) 567-5524

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SUNSTATE WEALTH MANAGEMENT, LLC ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 184,620,397

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/11/2024	Cover Page	Report
08/31/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gustavo C. Farhat

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gustavo C. Farhat's CRS (Customer Relationship Summary).

Certified licenses

Experience

BTG PACTUAL US CAPITAL, LLC

BRASIL PLURAL INVESTMENT ADVISOR LLC

BRASIL PLURAL SECURITIES LLC

XP INVESTMENTS US, LLC

INSIGNEO SECURITIES, LLC

TRADEWIRE SECURITIES LLC

TRADEWIRE SECURITIES LLC

Primary Firm SEC Registration

SUNSTATE WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/10/2025

SIE

Date: 10/1/2018

Series 7

Date: 1/7/2013

Series 24

Date: 3/23/2021

Current Firm

SUNSTATE WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SUNSTATE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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