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Gustavo C. Farhat

SUNSTATE WEALTH MANAGEMENT
CORAL GABLES, FL
·CRD# 6014247·14 years experience

Professional Summary

Gustavo C. Farhat, who also goes by Gustavo Carneiro Farhat, is a registered financial advisor currently at SUNSTATE WEALTH MANAGEMENT LLC located in Coral Gables, Florida. Gustavo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Gustavo has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gustavo Carneiro Farhat

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

SUNSTATE WEALTH MANAGEMENT LLC·CRD# 317453
RIA
2901 S Lejeune Road, Coral Gables, FL 33134
June 10, 2025 - Present
BTG PACTUAL US CAPITAL, LLC·CRD# 149486
BD
Miami, FL
December 16, 2019 - March 14, 2025
SIMETRIA ADVISORY GROUP LLC·CRD# 288563
RIA
Miami, FL
September 28, 2017 - February 28, 2018
SIMETRIA INTERNATIONAL MARKETS LLC·CRD# 159384
BD
Miami, FL
April 7, 2017 - December 13, 2019
XP INVESTMENTS US, LLC·CRD# 156691
BD
Miami, FL
June 10, 2014 - April 12, 2017
INSIGNEO SECURITIES, LLC·CRD# 29249
BD
Miami, FL
January 17, 2013 - June 17, 2014
TRADEWIRE SECURITIES LLC·CRD# 142348
BD
Coral Gables, FL
January 8, 2013 - January 16, 2013
TRADEWIRE SECURITIES LLC·CRD# 142348
BD
Coral Gables, FL
February 9, 2012 - November 20, 2012

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Current Firm

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SUNSTATE WEALTH MANAGEMENT LLC

SUNSTATE WEALTH MANAGEMENT LLC

CRD#: 317453 / SEC#: 801-122830
RIA
Registered Investment Advisory firm - SEC (12/7/2021 Approved)

Contact Information

Main Address

2901 S Lejeune Road, Coral Gables, FL 33134

Phone Number

(305) 567-5524

# of Employees

4

SEC notice filing (1 States and Territories)

Registered to provide investment advisory services in 1 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (FORM ADV PART 2A, APPENDIX 1) (5/15/2026)

Regulatory Assets Under Management

Total Number of Accounts

6

AUM (Assets Under Management)

$209,762,419

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
11/24/2025Cover PageReport
12/11/2024Cover PageReport
08/31/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SUNSTATE WEALTH MANAGEMENT LLC

SUNSTATE WEALTH MANAGEMENT LLC

CRD#: 317453 / SEC#: 801-122830
RIA
Registered Investment Advisory firm - SEC (12/7/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(6/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2025About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2013About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2021About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Gustavo C. Farhat's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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GF
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