Brian Palmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Palmer was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2012. Brian had worked at 3 firms and has passed the SIE, Series 57 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2018 - March 27, 2019
VIRTU AMERICAS LLC
October 14, 2015 - December 24, 2018
VIRTU FINANCIAL CAPITAL MARKETS LLC
January 18, 2012 - May 29, 2013
VIRTU FINANCIAL CAPITAL MARKETS LLC
January 18, 2012 - March 27, 2019
VIRTU FINANCIAL BD LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIRTU AMERICAS LLC
CRD#: 149823 / SEC#: , 8-68193
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 57 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
