Brooksher L. Morgan

WORTHPOINTE

Austin, TX 78746

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CRD#: 6013756

Professional summary

Brooksher Lee Morgan, CFP®, who also goes by Brooks Morgan, Brooksher Morgan, is a registered financial advisor currently at WORTHPOINTE located in Austin, Texas and CONSTITUTION WEALTH LLC located in Austin, Texas.

Brooksher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Brooksher has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brooks Morgan | Brooksher Morgan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Constitution Wealth LLC; Registered Investment Advisor; Investment Related; 888 Prospect Street, La Jolla, CA; Investment Adviser Representative; Start 11/2021

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brooksher Lee Morgan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

May 2, 2013 - Present

WORTHPOINTE

Office #1: 6836 Bee Cave Rd, Austin, TX 78746

RIA

CRD#: 143996

Austin, TX

Current

December 6, 2021 - Present

CONSTITUTION WEALTH LLC

Office #1: 6836 Bee Cave Rd, Austin, TX 78746

RIA

CRD#: 313916

Austin, TX

Past

February 1, 2012 - December 31, 2013

TROVENA, LLC.

RIA

CRD#: 120232

REDONDO BEACH, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WORTHPOINTE

ENCUBIC | WORTHPOINTE, LLC | WORTHPOINTE | TROVENA INVESTMENT ADVISORS | ONCUBIC, L.L.C.

CRD#: 143996 / SEC#: 801-67916

RIA

Registered Investment Advisory firm - (6/11/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/2/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/31/2012

Uniform Investment Adviser Law Examination

Current Firm

WORTHPOINTE

ENCUBIC | WORTHPOINTE, LLC | WORTHPOINTE | TROVENA INVESTMENT ADVISORS | ONCUBIC, L.L.C.

CRD#: 143996 / SEC#: 801-67916

RIA

Registered Investment Advisory firm - (6/11/2007 Approved)

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Contact information

Main Address

Ramona, CA

Mailing Address

888 Prospect Street Suite 200, La Jolla, CA 92037

Phone number

(800) 620-4232

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WORTPOINTE LLC FORM ADV PART 2 BROCHURE (7/11/2025)

Regulatory assets under management

Total Number of Accounts	1,428
AUM (Assets Under Management)	$ 885,560,603

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brooksher L. Morgan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brooksher Lee Morgan's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORTHPOINTE

CONSTITUTION WEALTH LLC

TROVENA, LLC.

Primary Firm SEC Registration

WORTHPOINTE

State Registrations and Notice Filings

Exams

Series 65

Date: 1/31/2012

Current Firm

WORTHPOINTE

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WORTHPOINTE

TRUST BUT VERIFY

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