Patrick L. Meade
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Lawrence Meade, who also goes by Patrick L Meade, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1970. Patrick had worked at 9 firms and has passed the Series 63, SIE, Series 5 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2014 - November 16, 2015
AMERICAN TRUST INVESTMENT SERVICES, INC.
October 5, 2001 - March 14, 2014
LASALLE ST SECURITIES, L.L.C.
July 29, 1999 - April 5, 2001
CHICAGO CAPITAL, INC.
March 2, 1984 - August 20, 1999
HOWE BARNES HOEFER & ARNETT, INC.
July 29, 1983 - February 22, 1984
STIFEL, NICOLAUS & COMPANY, INCORPORATED
December 29, 1982 - July 28, 1983
BACON, WHIPPLE & CO., INC.
October 29, 1975 - March 7, 1983
BACON, WHIPPLE & CO.
October 2, 1974 - November 23, 1975
RODMAN & RENSHAW INC.
December 14, 1970 - October 30, 1974
MCMASTER HUTCHINSON & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/22/1981
Interest Rate Options ExaminationSeries 1
Date: 7/10/1963
Registered Representative ExaminationCurrent Firm
AMERICAN TRUST INVESTMENT SERVICES, INC.
CRD#: 3001 / SEC#: , 8-14394
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
