Mark G. Ragos

FINANCIAL FITNESS

Las Vegas, NV 89135

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CRD#: 6013717

Professional summary

Mark Gregory Ragos, who also goes by Mark Ragos, is a registered financial advisor currently at FINANCIAL FITNESS located in Las Vegas, Nevada.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Mark has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Ragos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Board Member for Pro-Business Connections, a networking company Owner - Fun Forcer (party rental equipment company) Mark Ragos is a licensed insurance agent, 4 hours a week during investment hours, offer life insurance to suitable clients. Director; Bummies & Tummies Non-Profit Corporation; Is the business investment related: No; Location of the business: 10120 W. Flamingo Rd. Suite 4-2072 Las Vegas Nevada 89147 United States; Description of the business: Bummies and Tummies is a non-profit organization that provides the most basic necessities to a newborn; Diapers and Nutrition. ; Start date with business: 2023-10-01; Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 30 OBA: Representative; Capital One; Is the business investment related: No; Location: Work from home. Position Description; Coordinator/Operations; Start Date: 2025-10-01: Hours per month devoted to business during trading hours:60

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Gregory Ragos's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 7, 2022 - Present

FINANCIAL FITNESS

Office #1: 1980 Festival Plaza Drive Suite 300, Las Vegas, NV 89135

RIA

CRD#: 6363

LAS VEGAS, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(12/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/11/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/9/2012

General Securities Representative Examination

Current Firm

FINANCIAL FITNESS

ARTIUMOLOGY LLC | FINANCIAL FITNESS

CRD#: 323798 / SEC#:

Nevada

Registered Investment Advisory firm - (12/7/2022 Approved)

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Contact information

Main Address

1980 Festival Plaza Drive Suite 300, Las Vegas, NV 89135

Mailing Address

10120 W Flamingo Rd Suite 4-233, Las Vegas, NV 89147

Phone number

(774) 271-7678

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	28
AUM (Assets Under Management)	$ 3,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark G. Ragos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Gregory Ragos's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCNALLY FINANCIAL SERVICES CORPORATION

MCNALLY FINANCIAL SERVICES CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/11/2012

SIE

Date: 10/1/2018

Series 7

Date: 2/9/2012

Current Firm

FINANCIAL FITNESS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCIAL FITNESS

TRUST BUT VERIFY

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