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MR

Mark G. Ragos

FINANCIAL FITNESS
Las Vegas, NV 89135
Some features on this profile are disabled
CRD#: 6013717
MR

Professional summary

Mark Gregory Ragos, who also goes by Mark Ragos, is a registered financial advisor currently at FINANCIAL FITNESS located in Las Vegas, Nevada.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Mark has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Mark Ragos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Gregory Ragos's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 7, 2022 - Present

FINANCIAL FITNESS

Office #1: 1980 Festival Plaza Drive Suite 300, Las Vegas, NV 89135
RIA
CRD#: 323798
Las Vegas, NV
Past

June 3, 2019 - August 29, 2022

MCNALLY FINANCIAL SERVICES CORPORATION

RIA
CRD#: 121196
Las Vegas, NV
Past

June 3, 2019 - August 29, 2022

MCNALLY FINANCIAL SERVICES CORPORATION

BD
CRD#: 121196
Las Vegas, NV
Past

November 30, 2015 - November 21, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
LAS VEGAS, NV
Past

November 19, 2015 - November 21, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
LAS VEGAS, NV
Past

November 5, 2014 - November 3, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
LAS VEGAS, NV
Past

October 27, 2014 - November 3, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
LAS VEGAS, NV
Past

September 18, 2012 - January 7, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
LAS VEGAS, NV
Past

September 18, 2012 - January 7, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
LAS VEGAS, NV
Past

April 12, 2012 - August 10, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
LAS VEGAS, NV
Past

February 10, 2012 - August 10, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
LAS VEGAS, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Nevada
(12/7/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/11/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/9/2012
General Securities Representative Examination

Current Firm

FF
FINANCIAL FITNESS
ARTIUMOLOGY LLC | FINANCIAL FITNESS

CRD#: 323798 / SEC#:

Nevada
Registered Investment Advisory firm - (12/7/2022 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1980 Festival Plaza Drive Suite 300, Las Vegas, NV 89135
Mailing Address
10120 W Flamingo Rd Suite 4-233, Las Vegas, NV 89147
Phone number
(774) 271-7678
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts28
AUM (Assets Under Management)$ 3,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FINANCIAL FITNESS

CRD#: 323798Las Vegas, NV 89135

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