Allan M. Levine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allan Marvin Levine was a registered financial professional .
Allan is a previously registered financial professional and started their career in finance in 1969. Allan had worked at 5 firms and has passed the Series 63, Series 1, Series 4, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 1991 - September 10, 2009
STRASBOURGER PEARSON TULCIN WOLFF INCORPORATED
August 12, 1977 - May 17, 1991
A.M. LEVINE & CO., INC.
October 27, 1976 - August 26, 1977
BREAN MURRAY & CO., INC.
October 23, 1975 - October 22, 1976
GRUNTAL & CO., L.L.C.
May 16, 1969 - November 20, 1975
EDWARDS & HANLY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/16/1960
Registered Representative ExaminationF04
Date: 7/11/1977
Financial Principal ExaminationSeries 00
Date: 5/16/1969
General Securities Principal ExaminationCurrent Firm
STRASBOURGER PEARSON TULCIN WOLFF INCORPORATED
CRD#: 5133 / SEC#: , 8-15656
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
| Judgment/Lien | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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