Joseph M. Levine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Myron Levine, who also goes by Joseph M Levine, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1969. Joseph had worked at 26 firms and has passed the Series 63, Series 7, Series 5, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2000 - December 17, 2001
CANTONE RESEARCH INC.
January 11, 2000 - September 26, 2000
MASON HILL & CO., INC.
April 26, 1999 - January 5, 2000
COLEMAN & COMPANY SECURITIES, INC.
March 17, 1998 - March 16, 1999
HD BROUS & CO., INC.
August 14, 1997 - December 24, 1997
MORGAN GRANT CAPITAL CORP.
June 10, 1997 - August 5, 1997
SCHNEIDER SECURITIES, INC.
January 15, 1997 - May 23, 1997
FIRST CAMBRIDGE SECURITIES CORPORATION
March 19, 1996 - January 17, 1997
PARAGON CAPITAL MARKETS, INC.
November 16, 1993 - February 15, 1996
INVESTORS ASSOCIATES, INC.
September 23, 1992 - November 2, 1993
S. D. COHN & CO., INC.
December 2, 1991 - June 16, 1993
MUTUAL FUND EXECUTION SERVICES, INC.
March 28, 1991 - May 28, 1991
MANCHESTER RHONE SECURITIES CORP.
April 24, 1990 - December 31, 1990
FIRST MONTAUK SECURITIES CORP.
June 26, 1989 - April 2, 1990
JONATHAN ALAN & CO., INC.
July 28, 1988 - June 22, 1989
JERSEY CAPITAL MARKETS GROUP INC.
December 22, 1986 - December 31, 1990
FIRST MONTAUK SECURITIES CORP.
March 3, 1985 - December 2, 1986
HOMESTEAD SECURITIES, INC.
December 14, 1983 - February 1, 1985
MARVEST SECURITIES, INC.
June 9, 1980 - June 1, 1983
JANNEY MONTGOMERY SCOTT LLC
January 2, 1980 - July 13, 1980
PHILIPS, APPEL & WALDEN, INC.
March 29, 1979 - January 3, 1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
November 22, 1977 - November 19, 1983
LEHMAN BROTHERS INC.
September 16, 1977 - December 23, 1983
PRUDENTIAL EQUITY GROUP, LLC
September 2, 1977 - September 16, 1977
BACHE HALSEY STUART INC.
January 28, 1976 - November 22, 1977
FAULKNER, DAWKINS & SULLIVAN INC.
October 6, 1975 - January 22, 1976
LOEB RHOADES & CO
January 14, 1969 - March 19, 1980
EDWARDS & HANLY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/15/1981
Interest Rate Options ExaminationSeries 1
Date: 1/10/1969
Registered Representative ExaminationSeries 40
Date: 2/28/1974
Registered Principal ExaminationCurrent Firm
CANTONE RESEARCH INC.
CRD#: 26314 / SEC#: , 8-41940
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 13 |
| Civil Event | 1 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
