James A. Wintjen
Professional summary
James Andrew Wintjen, who also goes by James Wintjen, is a registered financial professional currently at GROUP ONE TRADING LLC located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 2012. James has worked at 2 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Andrew Wintjen's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 25, 2013 - Present
GROUP ONE TRADING LLC
Office #1: 11 Broadway Suite 360, New York, NY 10004January 6, 2012 - January 2, 2013
BAYRIDGE SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamBOX Exchange LLC
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
GROUP ONE TRADING LLC
CRD#: 37484 / SEC#: , 8-47762
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 33 |
Red Flags
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