Weston T. Nelson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Weston Tyler Nelson was a registered financial professional .
Weston is a previously registered financial professional and started their career in finance in 2012. Weston had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2017 - June 21, 2017
LOCORR DISTRIBUTORS, LLC
August 23, 2016 - March 16, 2017
ALLIANZ LIFE FINANCIAL SERVICES, LLC
March 19, 2015 - May 20, 2016
STRATEGIC ADVISERS LLC
November 22, 2013 - May 19, 2016
FIDELITY BROKERAGE SERVICES LLC
February 8, 2012 - September 19, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LOCORR DISTRIBUTORS, LLC
CRD#: 41782 / SEC#: , 8-49568
Contact information
FINRA licenses (13 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
