Nana O. Duah-yentumi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nana Oware Duah-yentumi, who also goes by Nana Duah-yentumi, was a registered financial professional .
Nana is a previously registered financial professional and started their career in finance in 2012. Nana had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2012 - July 13, 2012
IAA FINANCIAL LLC
May 31, 2012 - June 8, 2012
EDWARD JONES
March 6, 2012 - June 8, 2012
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
IAA FINANCIAL LLC
CRD#: 6578 / SEC#: , 8-18463
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
