Mark C. Zacek

CAPITAL ANALYSTS

Amherst, MA 01002

Some features on this profile are disabled

CRD#: 6013028

Professional summary

Mark Christopher Zacek, who also goes by Mark C Zacek, Mark C. Zacek, is a registered financial advisor currently at CAPITAL ANALYSTS located in Amherst, Massachusetts and LINCOLN INVESTMENT located in Amherst, Massachusetts.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Mark has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark C Zacek | Mark C. Zacek

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE NATHAN AGENCIES POSITION: 1099 Contractor NATURE: Life, Health, Disability & LTC, and Fixed Annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 07/13/2020 ADDRESS: 20 Gatehouse Road, Amherts MA 01002, United States DESCRIPTION: Fixed Annuity, Life, Health, Disability and LTC Sales through Nathan Agencies and GA Contract, assets under management

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Christopher Zacek's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 28, 2020 - Present

CAPITAL ANALYSTS

Office #1: 20 Gatehouse Road, Amherst, MA 01002

RIA

CRD#: 162200

Amherst, MA

Current

July 22, 2020 - Present

LINCOLN INVESTMENT

Office #1: 20 Gatehouse Road, Amherst, MA 01002

RIA

CRD#: 519

Amherst, MA

Past

May 13, 2019 - May 19, 2020

OSAIC INSTITUTIONS, INC.

RIA

CRD#: 35371

Amherst, MA

Past

May 13, 2019 - May 19, 2020

OSAIC INSTITUTIONS, INC.

CRD#: 35371

Amherst, MA

Past

October 31, 2017 - May 30, 2019

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

NORTHAMPTON, MA

Past

October 3, 2017 - May 30, 2019

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

NORTHAMPTON, MA

Past

July 31, 2017 - September 11, 2017

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 109771

WILBRAHAM, MA

Past

March 15, 2016 - September 11, 2017

NEWEDGE SECURITIES, LLC

CRD#: 10674

WILBRAHAM, MA

Past

February 14, 2012 - March 24, 2016

MML INVESTORS SERVICES, LLC

CRD#: 10409

HOLYOKE, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL ANALYSTS

CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS

CRD#: 162200 / SEC#: 801-74614

RIA

Registered Investment Advisory firm - (4/17/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/18/2022)

California
(10/12/2023)

Florida
(3/20/2025)

Georgia
(10/20/2023)

Massachusetts
(7/22/2020)

IAR

Massachusetts
(7/28/2020)

Michigan
(7/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/19/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/17/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/25/2018

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/13/2012

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CAPITAL ANALYSTS

CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS

CRD#: 162200 / SEC#: 801-74614

RIA

Registered Investment Advisory firm - (4/17/2012 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232

Mailing Address

Phone number

(800) 242-1421

Established

Firm type

Fiscal year end

# of Employees

739

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAPITAL ANALYSTS, LLC FORM ADV PART 2A BROCHURE (8/13/2025)

CAPITAL ANALYSTS, LLC FORM ADV PART 2A APPENDIX I BROCHURE (8/13/2025)

Regulatory assets under management

Total Number of Accounts	26,578
AUM (Assets Under Management)	$ 8,713,202,466

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/28/2024	Cover Page	Report
09/27/2023	Cover Page	Report
03/29/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Alexander Kimmel

CHARLES SCHWAB & CO., INC.

SAN FRANCISCO, CA

Dean Moberg

SOUND TRUST WEALTH ADVISORS, LLC

IAR

Westport, CT

Gregory Bowen

MARINER WEALTH

IAR

Portland, OR

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mark C. Zacek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Christopher Zacek's CRS (Customer Relationship Summary).

Certified licenses

Experience

LINCOLN INVESTMENT

OSAIC INSTITUTIONS, INC.

OSAIC INSTITUTIONS, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

NEWEDGE SECURITIES, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

CAPITAL ANALYSTS

State Registrations and Notice Filings

Exams

Series 65

Date: 7/19/2017

Series 63

Date: 4/17/2012

SIE

Date: 10/1/2018

Series 7

Date: 1/25/2018

Series 6

Date: 2/13/2012

FINRA

Current Firm

CAPITAL ANALYSTS

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAPITAL ANALYSTS

TRUST BUT VERIFY

Similar Advisors