Samuel J. Tully
Professional summary
Samuel John Tully, who also goes by Sam Tully, is a registered financial advisor currently at FIRST TRUST ADVISORS LP located in Kirkland, Washington and FIRST TRUST PORTFOLIOS L.P. located in Wheaton, Illinois.
Samuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Samuel has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Samuel John Tully's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 16, 2016 - Present
FIRST TRUST ADVISORS LP
May 11, 2016 - Present
FIRST TRUST PORTFOLIOS L.P.
Office #1: 120 E. Liberty Drive Suite 400, Wheaton, IL 60187August 27, 2012 - May 6, 2016
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
January 30, 2012 - May 6, 2016
AMUNDI DISTRIBUTOR US, INC.
Primary Firm SEC Registration
FIRST TRUST ADVISORS LP
CRD#: 107027 / SEC#: 801-39950
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/5/2017)
(1/10/2018)
(5/11/2016)
(5/16/2016)
(5/11/2016)
Exams
FINRA
Current Firm
FIRST TRUST ADVISORS LP
CRD#: 107027 / SEC#: 801-39950
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,033 |
| AUM (Assets Under Management) | $ 256,328,000,000 |
Red Flags
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