RV

Ramses D. Visher

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CRD#: 6012559
RV

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ramses David Visher, who also goes by Ramses VIsher, was a registered financial professional .

Ramses is a previously registered financial professional and started their career in finance in 2017. Ramses had worked at 5 firms and has passed the Series 63, Series 65, Series 16, Series 57TO, Series 3, Series 7TO, Series 79TO, Series 7, Series 27, Series 4 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ramses Visher

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 3, 2023 - October 13, 2023

VAULT CAPITAL

RIA
CRD#: 323012
MALIBU, CA
Past

March 5, 2018 - August 20, 2018

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
LOS ANGELES, CA
Past

January 29, 2018 - August 20, 2018

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
LOS ANGELES, CA
Past

August 17, 2017 - August 31, 2017

REID & RUDIGER LLC

BD
CRD#: 47263
NEW YORK, NY
Past

July 5, 2017 - August 10, 2017

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
NEW YORK, NY
Past

April 17, 2017 - June 22, 2017

OSPREY PARTNERS LLC

BD
CRD#: 38122
WESTPORT, CT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 16
Date: 5/11/2023
NYSE Supervisory Analyst Examination
General Industry/Product Exam
RR
Series 57TO
Date: 5/6/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/28/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 11/5/2020
Investment Banking Registered Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


VC
VAULT CAPITAL
BRONZE FINANCIAL | VAULT CAPITAL INC | VAULT CAPITAL ADVISORS LLC | VAULT CAPITAL | BRONZE FINANCIAL, LLC

CRD#: 323012 / SEC#: 801-127534

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Contact information


Main Address
31363 Pacific Coast Hwy, Malibu, CA 90265
Mailing Address
Phone number
(310) 457-1748
Established
Firm type
Fiscal year end
# of Employees
2
0

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VAULT CAPITAL

CRD#: 323012

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