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Ramses David Visher

CRD# 6012559·Registered 2017 - 2023
Previously Registered: Being a previously registered professional could mean that Ramses is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ramses David Visher, who also goes by Ramses VIsher, was a registered financial advisor. Ramses was a previously registered financial professional and started their career in finance 2017 - 2023. Ramses had worked at 5 firms and has passed the Series 63, Series 65, Series 16, Series 57TO, Series 3, Series 7TO, Series 79TO, Series 7, Series 27, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ramses Visher

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

VAULT CAPITAL·CRD# 323012
RIA
Malibu, CA
April 3, 2023 - October 13, 2023
EQUITABLE ADVISORS, LLC·CRD# 6627
RIA
Los Angeles, CA
March 5, 2018 - August 20, 2018
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
Los Angeles, CA
January 29, 2018 - August 20, 2018
REID & RUDIGER LLC·CRD# 47263
BD
New York, NY
August 17, 2017 - August 31, 2017
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
New York, NY
July 5, 2017 - August 10, 2017
OSPREY PARTNERS LLC·CRD# 38122
BD
Westport, CT
April 17, 2017 - June 22, 2017

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Current Firm

VC
VAULT CAPITAL

BRONZE FINANCIAL | VAULT CAPITAL INC | VAULT CAPITAL ADVISORS LLC | VAULT CAPITAL | BRONZE FINANCIAL, LLC

CRD#: 323012 / SEC#: 801-127534

Contact Information

Main Address

31363 Pacific Coast Hwy, Malibu, CA 90265

Phone Number

(310) 457-1748

# of Employees

2

Documents

Latest Form ADV

Part 2 Brochures

VAULT CAPITAL ADVISORY SERVICES (10/15/2024)
0

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2023About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2021About the Series 65 exam

Series 16 — NYSE Supervisory Analyst Examination

Passed May 2023About the Series 16 exam

Series 57TO — Securities Trader Exam

Passed May 2023About the Series 57TO exam

Series 3 — National Commodity Futures Examination

Passed Apr 2023About the Series 3 exam

Series 7TO — General Securities Representative Examination

Passed Feb 2023About the Series 7TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Nov 2020About the Series 79TO exam

Series 7 — General Securities Representative Examination

Passed Apr 2017About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 2023About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Mar 2023About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Feb 2023About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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