Thomas G. Howard
Professional summary
Thomas Gerald Howard was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Thomas is a previously registered financial professional and started their career in finance in 1959. Prior to being barred, Thomas had worked at 3 firms, which includes HOLT & COLLINS, MASON BROTHERS, STEPHENSON LEYDECKER & CO..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 1985 - January 16, 1997
HOLT & COLLINS
February 1, 1975 - December 6, 1984
MASON BROTHERS
March 16, 1959 - May 8, 1975
STEPHENSON, LEYDECKER & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 3/14/1959
Registered Representative ExaminationCurrent Firm
HOLT & COLLINS
CRD#: 2222 / SEC#: , 8-24177
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANKOVITCH, WALTER JOSEPH, INC. | GENERAL PARTNER | |
| COLLINS, DANIEL EDWARD, INC | MANAGING PARTNER | |
| RANKIN, SAMUEL JR | GENERAL PARTNER | 370941 |
| SOLON, ROBERT JOHN | GENERAL PARTNER | 430439 |
| BANKOVITCH, WALTER JOSEPH | FINOP | 11830 |
| COLLINS, DANIEL EDWARD | MANAGING PARTNER/SROP/MUNICIPAL PRINCIPAL | 51133 |
| COLLINS, DENNIS PATRICK | CROP | 1292494 |
Disclosures
| Regulatory Event | 9 |
Red Flags
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