Jeffrey M. Florio

OLD OAK ADVISORS

Vestavia Hills, AL 35216

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CRD#: 6012087

Professional summary

Jeffrey Michael Florio, who also goes by Jeff Florio, is a registered financial advisor currently at OLD OAK ADVISORS, LLC located in Vestavia Hills, Alabama.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Jeffrey has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Florio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Michael Florio's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 9, 2012 - Present

OLD OAK ADVISORS, LLC

Office #1: 1025 Montgomery Hwy. Suite 113, Vestavia Hills, AL 35216

RIA

CRD#: 159893

Vestavia Hills, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(4/9/2012)

IAR

Louisiana
(4/12/2022)

IAR

Texas
(4/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/19/2011

Uniform Investment Adviser Law Examination

Current Firm

OLD OAK ADVISORS, LLC

CRD#: 159893 / SEC#:

Alabama

Registered Investment Advisory firm - (4/6/2012 Approved)

Louisiana

Registered Investment Advisory firm - (4/12/2022 Approved)

Texas

Registered Investment Advisory firm - (3/19/2021 Conditional Restricted)

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Contact information

Main Address

1025 Montgomery Hwy. Suite 113, Vestavia Hills, AL 35216

Mailing Address

P.o. Box 660708, Vestavia Hills, AL 35266

Phone number

(205) 538-2440

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	156
AUM (Assets Under Management)	$ 16,347,058

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey M. Florio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Michael Florio's CRS (Customer Relationship Summary).

Certified licenses

Experience

OLD OAK ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/19/2011

Current Firm

OLD OAK ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OLD OAK ADVISORS, LLC

TRUST BUT VERIFY

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