Thomas M. Meredith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Mckenna Meredith was a registered financial advisor .
Thomas is a previously registered financial advisor and started their career in finance in 1970. Thomas had worked at 3 firms and has passed the Series 63, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 1995 - December 1, 2005
COBURN & MEREDITH, INC.
January 13, 1975 - December 1, 2005
COBURN & MEREDITH, INC.
September 8, 1971 - March 1, 1975
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
June 24, 1970 - September 2, 1971
FIRST OF MICHIGAN CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/8/1968
Registered Representative ExaminationSeries 00
Date: 11/22/1975
General Securities Principal ExaminationCurrent Firm
COBURN & MEREDITH, INC.
CRD#: 164 / SEC#: 801-69509, 8-2474
Contact information
FINRA licenses (1 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DERWAY, ELIZABETH COBURN | CHIEF COMPLIANCE OFFICER, FINOP, SECRETARY,SHAREHOLDER | 1873991 |
Disclosures
| Regulatory Event | 11 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
