AK
Amy E. Kemp
PARAGON FINANCIAL SERVICES
Richmond, VA 23233
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CRD#: 6011937
AK
Professional summary
Amy Elizabeth Kemp is a registered financial advisor currently at PARAGON FINANCIAL SERVICES located in Richmond, Virginia and LPL FINANCIAL LLC located in Richmond, Virginia.
Amy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Amy has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)05/04/2018 - DBA for LPL Business - Paragon Financial Services - 0% - Richmond, VA. 2) 9/12/2018 - Paragon Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 1/2012 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Paragon Financial Services, an independent investment advisor firm. I started this business activity in 01/2012. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 1/23/2023 - Gifford LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/30/2022 - 3 Hours Per Month/1 Hours During Securities Trading
CRS (Client Relationship Summary) - RIA
Click below to view Amy Elizabeth Kemp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 28, 2018 - Present
PARAGON FINANCIAL SERVICES
Office #1: 3761 Westerre Parkway Suite H, Richmond, VA 23233RIA
CRD#: 164832
Richmond, VA
Current
May 9, 2018 - Present
LPL FINANCIAL LLC
Office #1: 3761 Westerre Pkwy Suite H, Richmond, VA 23233-1331RIA
BD
CRD#: 6413
Richmond, VA
Past
July 2, 2012 - April 5, 2018
DORSEY, WRIGHT & ASSOCIATES, LLC
RIA
CRD#: 104925
RICHMOND, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PARAGON FINANCIAL SERVICES
PARAGON FINANCIAL SERVICES
CRD#: 164832 / SEC#: 801-117764
RIA
Registered Investment Advisory firm - (12/9/2019 Approved)Florida
Registered Investment Advisory firm - (12/19/2019 Terminated)New Jersey
Registered Investment Advisory firm - (5/31/2013 Terminated)Texas
Registered Investment Advisory firm - (12/19/2019 Terminated)Virginia
Registered Investment Advisory firm - (12/23/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/24/2025)
RR
Virginia(6/5/2018)
IAR
Virginia(8/28/2018)
RR
Wisconsin(3/26/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PF
PARAGON FINANCIAL SERVICES
PARAGON FINANCIAL SERVICES
CRD#: 164832 / SEC#: 801-117764
RIA
Registered Investment Advisory firm - (12/9/2019 Approved)Florida
Registered Investment Advisory firm - (12/19/2019 Terminated)New Jersey
Registered Investment Advisory firm - (5/31/2013 Terminated)Texas
Registered Investment Advisory firm - (12/19/2019 Terminated)Virginia
Registered Investment Advisory firm - (12/23/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3761 Westerre Parkway Suite H, Richmond, VA 23233
Mailing Address
Phone number
(804) 673-8888
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,312 |
| AUM (Assets Under Management) | $ 337,405,173 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARAGON FINANCIAL SERVICES
CRD#: 164832Richmond, VA 23233TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
