Kenneth C. Meissner
Professional summary
Kenneth Charles Meissner was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kenneth is a previously registered financial professional and started their career in finance in 1970. Prior to being barred, Kenneth had worked at 10 firms, which includes AFD INC., GEORGE E. DULLNIG & CO., THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, OSAIC FA INC., WELLS FARGO CLEARING SERVICES LLC, KNIBBE FINANCIAL GROUP INC., FIRST SAN ANTONIO SECURITIES INC., FSC SECURITIES CORPORATION, GENERAL AMERICAN LIFE INSURANCE COMPANY, LINCOLN FINANCIAL DISTRIBUTORS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 1996 - August 5, 1997
AFD, INC.
August 25, 1995 - June 10, 1997
GEORGE E. DULLNIG & CO.
September 26, 1991 - August 16, 1995
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 26, 1991 - August 16, 1995
OSAIC FA, INC.
November 23, 1990 - September 20, 1991
WELLS FARGO CLEARING SERVICES, LLC
November 21, 1989 - November 9, 1990
KNIBBE FINANCIAL GROUP, INC.
April 9, 1985 - July 17, 1989
FIRST SAN ANTONIO SECURITIES, INC.
March 9, 1983 - April 26, 1984
FSC SECURITIES CORPORATION
March 6, 1975 - October 5, 1982
GENERAL AMERICAN LIFE INSURANCE COMPANY
April 23, 1970 - March 28, 1975
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/1/1968
Registered Representative ExaminationCurrent Firm
AFD, INC.
CRD#: 34047 / SEC#: , 8-46200
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE LIFE INSURANCE COMPANY | 100% SHAREHOLDER | |
| BURNELL, LISA ANN | ASSISTANT VICE PRESIDENT AND COMPLIANCE OFFICER | 2420573 |
| GARDNER, KAREN CASSIDY | VICE PRESIDENT | |
| GOLL, MARIAN | TREASURER | 4305537 |
| HUNTER, JOHN ROGER | VICE PRESIDENT-FINANCIAL INSTITUTIONS | 2957074 |
| LEES, SUSAN LESUEUR | ASSISTANT SECRETARY | |
| MCCARTHY, JOHN KEVIN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 716322 |
| PAUL, BARRY SAJOWITZ | ASSISTANT TREASURER | 4180878 |
| RATH, JOSEPH PATRICK | ASSISTANT VICE PRESIDENT, ASSISTANT GENERAL COUNSEL, AND ASSISTANT SECRETARY | 2890801 |
| SCHUR, ANDREA JOY | VICE PRESIDENT AND SR. VICE PRESIDENT | 2192160 |
| SHEEHY, MARY CLAIRE | CHIEF OPERATIONS OFFICER | 4314316 |
| SYLLA, CASEY J | DIRECTOR | |
| VELOTTA, MICHAEL JOSEPH | DIRECTOR AND SECRETARY | 2339177 |
| ZILS, JAMES PHILIP | ASSISTANT TREASURER | 2676945 |
Red Flags
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