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Kenneth Charles Meissner

CRD# 601189·Registered 1970 - 1997
Barred: Kenneth Charles Meissner was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Kenneth Charles Meissner, who also goes by Ken Meissner, was a registered financial advisor. Kenneth was a previously registered financial professional and started their career in finance 1970 - 1997. Kenneth had worked at 10 firms and has passed the Series 1 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ken Meissner

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

58 years in the financial services industry

Current & Past Employments

AFD, INC.·CRD# 34047
BD
Northbrook, IL
February 1, 1996 - August 5, 1997
GEORGE E. DULLNIG & CO.·CRD# 1690
BD
San Antonio, TX
August 25, 1995 - June 10, 1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY·CRD# 2580
BD
Fort Wayne, IN
September 26, 1991 - August 16, 1995
OSAIC FA, INC.·CRD# 3978
BD
Fort Wayne, IN
September 26, 1991 - August 16, 1995
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
November 23, 1990 - September 20, 1991
KNIBBE FINANCIAL GROUP, INC.·CRD# 14436
BD
November 21, 1989 - November 9, 1990
FIRST SAN ANTONIO SECURITIES, INC.·CRD# 8378
BD
April 9, 1985 - July 17, 1989
FSC SECURITIES CORPORATION·CRD# 7461
BD
March 9, 1983 - April 26, 1984
GENERAL AMERICAN LIFE INSURANCE COMPANY·CRD# 3963
BD
March 6, 1975 - October 5, 1982
LINCOLN FINANCIAL DISTRIBUTORS, INC.·CRD# 145
BD
April 23, 1970 - March 28, 1975

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Current Firm

AI
AFD, INC.

AFD, INC. | LINCOLN BENEFIT FINANCIAL SERVICES, INC. | ALLSTATE FINANCIAL DISTRIBUTORS, INC.

CRD#: 34047 / SEC#: 8-46200
BD
Terminated by SEC on 05/30/2003

Contact Information

Established

Illinois since 07/24/1999

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ALLSTATE LIFE INSURANCE COMPANY100% SHAREHOLDER—
BURNELL, LISA ANNASSISTANT VICE PRESIDENT AND COMPLIANCE OFFICER2420573
GARDNER, KAREN CASSIDYVICE PRESIDENT—
GOLL, MARIANTREASURER4305537
HUNTER, JOHN ROGERVICE PRESIDENT-FINANCIAL INSTITUTIONS2957074
LEES, SUSAN LESUEURASSISTANT SECRETARY—
MCCARTHY, JOHN KEVINPRESIDENT AND CHIEF EXECUTIVE OFFICER716322
PAUL, BARRY SAJOWITZASSISTANT TREASURER4180878
RATH, JOSEPH PATRICKASSISTANT VICE PRESIDENT, ASSISTANT GENERAL COUNSEL, AND ASSISTANT SECRETARY2890801
SCHUR, ANDREA JOYVICE PRESIDENT AND SR. VICE PRESIDENT2192160
SHEEHY, MARY CLAIRECHIEF OPERATIONS OFFICER4314316
SYLLA, CASEY JDIRECTOR—
VELOTTA, MICHAEL JOSEPHDIRECTOR AND SECRETARY2339177
ZILS, JAMES PHILIPASSISTANT TREASURER2676945

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 1 — Registered Representative Examination

Passed May 1968

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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