Glenn R. Mcquiston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Ralph Mcquiston was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 1970. Glenn had worked at 4 firms and has passed the Series 7 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 1981 - May 14, 1982
M WADDELL AND TOWNE INC
February 22, 1980 - June 11, 1980
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 5, 1971 - July 9, 1975
G R MCQUISTON & CO
December 11, 1970 - January 20, 1972
MONEX FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 00
Date: 9/28/1970
General Securities Principal ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
