Neza Gallitano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Neza Gallitano, CFP®, who also goes by Neza Bevc, was a registered financial professional .
Neza is a previously registered financial professional and started their career in finance in 2012. Neza had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2017
Experience
January 28, 2020 - May 30, 2023
MYCIO WEALTH PARTNERS, LLC
May 2, 2012 - May 29, 2014
DEUTSCHE BANK SECURITIES INC.
Primary Firm SEC Registration
MYCIO WEALTH PARTNERS, LLC
CRD#: 134436 / SEC#: 801-64053
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MYCIO WEALTH PARTNERS, LLC
CRD#: 134436 / SEC#: 801-64053
Contact information
SEC notice filing (21 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,011 |
| AUM (Assets Under Management) | $ 14,415,669,677 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/18/2025 | ||
| 12/20/2023 | ||
| 10/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
