Fred P. Mazzeo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fred Paul Mazzeo was a registered financial professional .
Fred is a previously registered financial professional and started their career in finance in 1970. Fred had worked at 20 firms and has passed the Series 55, PC, Series 1, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2001 - May 24, 2002
S.G. MARTIN SECURITIES LLC
September 19, 2000 - February 5, 2001
CREATIVE CAPITAL MANAGEMENT CORPORATION
February 10, 2000 - September 20, 2000
NORTHRIDGE CAPITAL CORPORATION
March 29, 1999 - December 2, 1999
AMERICAN FIRST CAPITAL CORP.
February 3, 1997 - September 22, 1998
COLIN WINTHROP & CO., INC.
June 28, 1996 - December 23, 1996
QUANTUM GROUP, LTD.
May 17, 1995 - June 8, 1996
COLIN WINTHROP & CO., INC.
June 7, 1994 - March 6, 1995
HORNBLOWER & WEEKS, INC.
March 16, 1993 - April 7, 1994
CAMELOT INVESTMENT CORP.
July 26, 1990 - October 9, 1992
BERKELEY SECURITIES CORPORATION
July 7, 1989 - April 27, 1990
WELLSHIRE SECURITIES, INC.
January 5, 1988 - March 1, 1989
GREELEY SECURITIES, INC.
August 6, 1986 - February 24, 1988
MACPEG, ROSS, O'CONNELL & GOLDABER, INC.
August 9, 1985 - July 23, 1987
UNIVERSAL SECURITIES OF AMERICA, INC.
January 31, 1983 - August 20, 1986
CREATIVE SECURITIES CORP.
December 14, 1976 - September 1, 1981
WEDBUSH SECURITIES INC.
May 28, 1975 - February 28, 1976
COSENTINO & DE FELICE, INC.
January 21, 1974 - March 10, 1975
HERZOG, HEINE, GEDULD, LLC
June 27, 1972 - March 4, 1974
JOHN STEPHENS & CO., INC.
March 15, 1971 - July 30, 1972
WEIS SECURITIES, INC.
June 2, 1970 - February 27, 1971
CROWN FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/9/2000
Limited Representative-Equity Trader ExamPC
Date: 9/20/1991
AMEX Put and Call ExamSeries 1
Date: 5/15/1957
Registered Representative ExaminationSeries 00
Date: 3/9/1970
General Securities Principal ExaminationCurrent Firm
S.G. MARTIN SECURITIES LLC
CRD#: 46908 / SEC#: , 8-51583
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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