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TI

Tyler N. Ingram

SHOPOFF SECURITIES
Irvine, CA 92612
Some features on this profile are disabled
CRD#: 6011401
TI

Professional summary

Tyler North Ingram, who also goes by Tyler North Ingram, is a registered financial professional currently at SHOPOFF SECURITIES, INC. located in Irvine, California.

Tyler is registered as a RR (Registered Representative) and started their career in finance in 2012. Tyler has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tyler North Ingram

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tyler North Ingram's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 11, 2023 - Present

SHOPOFF SECURITIES, INC.

Office #1: 18565 Jamboree Road, Suite 200, Irvine, CA 92612
BD
CRD#: 142866
Irvine, CA
Past

May 23, 2022 - October 23, 2023

INTERNATIONAL ASSETS ADVISORY, LLC

BD
CRD#: 10645
ORLANDO, FL
Past

January 22, 2020 - May 12, 2022

EMERSON EQUITY LLC

BD
CRD#: 130032
Dallas, TX
Past

June 1, 2016 - October 25, 2018

EMERSON EQUITY LLC

BD
CRD#: 130032
Irving, TX
Past

October 8, 2013 - December 4, 2015

REALTY CAPITAL SECURITIES, LLC

BD
CRD#: 145454
DALLAS, TX
Past

May 28, 2012 - September 19, 2013

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
IRVING, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(10/11/2023)
RR
Arkansas
(10/11/2023)
RR
California
(1/24/2025)
RR
Illinois
(10/11/2023)
RR
Indiana
(10/11/2023)
RR
Iowa
(10/11/2023)
RR
Kansas
(10/11/2023)
RR
Kentucky
(10/11/2023)
RR
Louisiana
(10/11/2023)
RR
Michigan
(10/11/2023)
RR
Minnesota
(10/11/2023)
RR
Mississippi
(10/11/2023)
RR
Missouri
(10/11/2023)
RR
Nebraska
(10/11/2023)
RR
North Dakota
(10/11/2023)
RR
Ohio
(10/11/2023)
RR
Oklahoma
(10/11/2023)
RR
South Dakota
(10/11/2023)
RR
Tennessee
(10/11/2023)
RR
Texas
(10/11/2023)
RR
Wisconsin
(10/11/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 6/29/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/25/2012
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SHOPOFF SECURITIES, INC.
SHOPOFF SECURITIES, INC.

CRD#: 142866 / SEC#: , 8-67499

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
18565 Jamboree Road, Suite 200, Irvine, CA 92612
Mailing Address
18565 Jamboree Road, Suite 200, Irvine, CA 92612
Phone number
(949) 417-1397
Established
Delaware since 09/15/2006
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
THE SHOPOFF REVOCABLE TRUST DATED 8/12/2004OWNER
MERRIMAN, JO ALMACHIEF OPERATING OFFICER7346895
SHOPOFF, CINDY MILAMTRUSTEE5380583
SHOPOFF, WILLIAM ANTHONYCHIEF COMPLIANCE OFFICER / AML-CO1273471
SHOPOFF, WILLIAM ANTHONYPRESIDENT/CEO1273471
SHOPOFF, WILLIAM ANTHONYTRUSTEE1273471
SHUMBERG, IVANA MFINOP3167225

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SHOPOFF SECURITIES, INC.

CRD#: 142866Irvine, CA 92612

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