NP
Nicholas J. Peterson
CREATIVEONE WEALTH
Oren, UT 84097
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CRD#: 6011317
NP
Professional summary
Nicholas James Peterson, who also goes by Nicholas Peterson, Nick James Peterson, is a registered financial advisor currently at CREATIVEONE WEALTH, LLC located in Oren, Utah.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Nicholas has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nicholas Peterson | Nick James Peterson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Finest Food Funding, LLC; Not investment related; 1432 East 840 North Orem UT 84097; owns a loan with collateral; Member of the LLC; 3/2023; 0 hrs/mo; 0 hrs/mo; I provided capital 2.) PH, LLC; not investment related; 432 East 840 North Orem UT 84097; Tax Planning; Owner; 10/2021; 1 hr/mo; 1 hr/mo; Pass-through tax entity from CPA business 3.) CreativeOne; investment related; 6330 Sprint Parkway Suite 400 Overland Park, KS 66211; FMO; Agent; 11/2024; 40 hrs/mo; 40 hrs/mo; Insurance/Annuity Sales 4.) PKH LLC; not investment related; 1432 East 840 North Orem UT 84097; Nutritional Supplement sales; Owner; 08/2024; 10 hrs/mo; 0 hrs/mo; Networking 5.) Doterra; not investment related; 2289 East 430 South Spanish Fork UT 84660; Essential Oil Sales and Marketing; Sole Proprietor; 11/2024; 10 hrs/mo; 0 hrs/mo; Networking 6.) Red Oak Capital Holdings; investment related; 2289 East 430 South Spanish Fork UT 84660; private placements that I own personally; these are investments not held at a custodian; 01/2022; 0 hrs/mo; 0 hrs/mo 7.) Peterson Harris Inc; investment related; 1432 East 840 North Orem UT 84097; DBA; President; 12/2021; 200 hrs/mo; 150 hrs/mo 8.) Burrow Chronicles LLC; not investment related; 220 S 2500 W Pleasant Grove, UT 84062; This is a company that has historical documents that I want to participate in donating to a museum; 10/2025; 0 hrs/mo; 0 hrs/mo
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas James Peterson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 9, 2024 - Present
CREATIVEONE WEALTH, LLC
Office #1: 1432 East 840 North, Oren, UT 84097RIA
CRD#: 281213
Oren, UT
Past
November 17, 2014 - December 18, 2024
CORECAP ADVISORS
RIA
CRD#: 158819
OREM, UT
Past
November 17, 2014 - December 31, 2016
CORECAP INVESTMENTS, LLC
BD
CRD#: 37068
Orem, UT
Past
September 12, 2012 - November 13, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
OREM, UT
Past
February 2, 2012 - November 13, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
OREM, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CREATIVEONE WEALTH, LLC
C1W | LA LOMA FINANCIAL SERVICES | CREATIVEONE WEALTH, LLC | COVENTRY WEALTH ADVISORS | CHANGEPATH, LLC | CHANGEPATH | CHANGE PATH LLC
CRD#: 281213 / SEC#: 801-106677
RIA
Registered Investment Advisory firm - (9/25/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(12/9/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CW
CREATIVEONE WEALTH, LLC
C1W | LA LOMA FINANCIAL SERVICES | CREATIVEONE WEALTH, LLC | COVENTRY WEALTH ADVISORS | CHANGEPATH, LLC | CHANGEPATH | CHANGE PATH LLC
CRD#: 281213 / SEC#: 801-106677
RIA
Registered Investment Advisory firm - (9/25/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6330 Sprint Pkwy Suite 400, Overland Park, KS 66211
Mailing Address
Phone number
(913) 402-7897
Established
Firm type
Fiscal year end
# of Employees
217
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,437 |
| AUM (Assets Under Management) | $ 4,828,907,475 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CREATIVEONE WEALTH, LLC
CRD#: 281213Oren, UT 84097TRUST BUT VERIFY
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