Michael Desimone
Professional summary
Michael Desimone, who also goes by Michael R Desimone, is a registered financial professional currently at ETC BROKERAGE SERVICES, LLC located in Dallas, Texas.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2022. Michael has worked at 3 firms and has passed the Series 99TO, SIE and Series 27 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Desimone's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 28, 2026 - Present
ETC BROKERAGE SERVICES, LLC
Office #1: Three Lincoln Centre 5430 Lbj Freeway, Suite 320, Dallas, TX 75240February 21, 2023 - July 13, 2026
CITIGROUP GLOBAL MARKETS INC.
January 10, 2022 - January 23, 2023
VIEWTRADE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 2/21/2023
Operations Professional ExaminationFINRA
Current Firm
ETC BROKERAGE SERVICES, LLC
CRD#: 145276 / SEC#: , 8-67719
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
ETC BROKERAGE SERVICES, LLC
CRD#: 145276Dallas, TX 75240TRUST BUT VERIFY
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