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BN

Bret L. Norris

INLAND SECURITIES
Oak Brook, IL 60523
Some features on this profile are disabled
CRD#: 6011194
BN

Professional summary

Bret Lee Norris is a registered financial professional currently at INLAND SECURITIES CORPORATION located in Oak Brook, Illinois.

Bret is registered as a RR (Registered Representative) and started their career in finance in 2012. Bret has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bret Lee Norris's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 15, 2022 - Present

INLAND SECURITIES CORPORATION

Office #1: 2901 Butterfield Road, Oak Brook, IL 60523
BD
CRD#: 15807
Oak Brook, IL
Past

August 20, 2018 - November 23, 2022

M HOLDINGS SECURITIES, INC.

BD
CRD#: 43285
PORTLAND, OR
Past

June 12, 2014 - June 29, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
PORTLAND, OR
Past

June 12, 2014 - June 29, 2015

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
PORTLAND, OR
Past

March 6, 2012 - June 24, 2014

MORGAN STANLEY

RIA
CRD#: 149777
PORTLAND, OR
Past

February 3, 2012 - June 24, 2014

MORGAN STANLEY

BD
CRD#: 149777
PORTLAND, OR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/5/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 4/30/2012
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 2/2/2012
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IS
INLAND SECURITIES CORPORATION
INCOR SECURITIES CORPORATION | INTERVEST NATIONAL SECURITIES CORPORATION | INLAND SECURITIES CORPORATION

CRD#: 15807 / SEC#: , 8-32775

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
2901 Butterfield Road, Oak Brook, IL 60523
Mailing Address
2901 Butterfield Road, Oak Brook, IL 60523
Phone number
(630) 218-8000
Established
Delaware since 08/14/1984
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
INLAND REAL ESTATE INVESTMENT CORPORATIONCORPORATION
CHERESO, ANTHONY JOSEPHDIRECTOR5289928
HRTANEK, CATHLEEN MAY-ORBANDIRECTOR7886681
KASPRZAK, DAVID EDWARDPRINCIPAL, EXECUTIVE VICE PRESIDENT2651202
LYNCH, CATHERINE LYNNCHIEF FINANCIAL OFFICER & DIRECTOR2584621
TUCEK, AMY CATHERINEVICE PRESIDENT & CHIEF COMPLIANCE OFFICER2021342

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INLAND SECURITIES CORPORATION

CRD#: 15807Oak Brook, IL 60523

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