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Jeffrey Garett Pietsch

EASTSOUND CAPITAL ADVISORS
EASTSOUND, WA
·CRD# 6011071·14 years experience

Professional Summary

Jeffrey Garett Pietsch is a registered financial advisor currently at EASTSOUND CAPITAL ADVISORS, LLC located in Eastsound, Washington and HERITAGE CAPITAL ADVISORS, LLC located in Eastsound, Washington. Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Jeffrey has worked at 5 firms.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

EASTSOUND CAPITAL ADVISORS, LLC·CRD# 160180
RIA
Eastsound, WA
March 16, 2012 - Present
HERITAGE CAPITAL ADVISORS, LLC·CRD# 310306
RIA
Eastsound, WA
April 1, 2021 - Present
CONCERT WEALTH MANAGEMENT·CRD# 141253
RIA
Eastsound, WA
March 20, 2014 - March 1, 2017
CONCERT CAPITAL MANAGEMENT·CRD# 158763
RIA
Eastsound, WA
January 17, 2014 - June 16, 2014
PURCELL ADVISORY SERVICES, LLC·CRD# 117238
RIA
Tacoma, WA
April 2, 2012 - November 20, 2013

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Current Firm

HC
HERITAGE CAPITAL ADVISORS, LLC

HERITAGE CAPITAL ADVISORS, LLC | HERITAGE CAPITAL RESEARCH

CRD#: 310306 / SEC#: 801-119452
RIA
Registered Investment Advisory firm - SEC (9/14/2020 Approved)

Contact Information

Main Address

Arvada, CO

Phone Number

(303) 670-9761

# of Employees

1

SEC notice filing (2 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2B BROCHURE PIETSCH 3.24 (3/13/2026)

Regulatory Assets Under Management

Total Number of Accounts

11

AUM (Assets Under Management)

$1,255,623,248

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Jeff Pietsch is the sole owner of Maple Park Management, LLC, which provides noninvestment related consulting services. It comprised less than 10% of Mr. Pietsch's income last year. Mr. Pietsch spends 2 hours or less per week on these activities. Jeff and Jennifer Pietsch D.B.A. Orcas Moon Alpacas Farm (Sole Proprietors) is an active company related to alpaca and lamb product sales, co-owned by Mr. Pietsch. It comprised less than 10% of Mr. Pietsch's income last year. He spends 5 hours per week on these activities, generally after-market/business hours. Mr. Pietsch serves on a non-profit board in a non-officer position for Orcas Island Community Foundation. Mr. Pietsch spends 3 hours per month on this activity. Mr. Pietsch is dually registered with Heritage Capital Advisors, LLC, an unaffiliated and separately owned registered investment advisor (RIA). It comprises approximately one third of Mr. Pietsch's income last year. Mr. Pietsch spends 10 hours per week on this activity. Mr. Pietsch does not service any overlapping and/or retail clients of ECA at HCA. ECA and HCA conduct transaction reviews of Mr. Pietsch's trade activity for suitability and potential trade restrictions. Mr. Pietsch is subject to the Policies and Procedures and code of ethics of both firms. Mr. Pietsch earned a Juris Doctorate in 2002 from Northwestern University. He does not claim to be an active attorney, is not maintaining a practice, and does not devote any time to the profession

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HC
HERITAGE CAPITAL ADVISORS, LLC

HERITAGE CAPITAL ADVISORS, LLC | HERITAGE CAPITAL RESEARCH

CRD#: 310306 / SEC#: 801-119452
RIA
Registered Investment Advisory firm - SEC (9/14/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(4/13/2018)
IAR
Colorado
(4/1/2021)
IAR
Louisiana
(7/17/2017)
IAR
Massachusetts
(9/8/2020)
IAR
Texas
(10/27/2017)
IAR
Washington
(3/16/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Garett Pietsch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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