JP
Jeffrey G. Pietsch
EASTSOUND CAPITAL ADVISORS
Eastsound, WA
Some features on this profile are disabled
CRD#: 6011071
JP
Professional summary
Jeffrey Garett Pietsch is a registered financial advisor currently at EASTSOUND CAPITAL ADVISORS, LLC located in Eastsound, Washington and HERITAGE CAPITAL ADVISORS, LLC located in Eastsound, Washington.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Jeffrey has worked at 5 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Jeff Pietsch is the sole owner of Maple Park Management, LLC, which provides noninvestment related consulting services. It comprised less than 10% of Mr. Pietsch's income last year. Mr. Pietsch spends 2 hours or less per week on these activities. Jeff and Jennifer Pietsch D.B.A. Orcas Moon Alpacas Farm (Sole Proprietors) is an active company related to alpaca and lamb product sales, co-owned by Mr. Pietsch. It comprised less than 10% of Mr. Pietsch's income last year. He spends 5 hours per week on these activities, generally after-market/business hours. Mr. Pietsch serves on a non-profit board in a non-officer position for Orcas Island Community Foundation. Mr. Pietsch spends 3 hours per month on this activity. Mr. Pietsch is dually registered with Heritage Capital Advisors, LLC, an unaffiliated and separately owned registered investment advisor (RIA). It comprises approximately one third of Mr. Pietsch's income last year. Mr. Pietsch spends 10 hours per week on this activity. Mr. Pietsch does not service any overlapping and/or retail clients of ECA at HCA. ECA and HCA conduct transaction reviews of Mr. Pietsch's trade activity for suitability and potential trade restrictions. Mr. Pietsch is subject to the Policies and Procedures and code of ethics of both firms. Mr. Pietsch earned a Juris Doctorate in 2002 from Northwestern University. He does not claim to be an active attorney, is not maintaining a practice, and does not devote any time to the profession
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Garett Pietsch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 16, 2012 - Present
EASTSOUND CAPITAL ADVISORS, LLC
RIA
CRD#: 160180
Eastsound, WA
Current
April 1, 2021 - Present
HERITAGE CAPITAL ADVISORS, LLC
RIA
CRD#: 310306
EASTSOUND, WA
Past
March 20, 2014 - March 1, 2017
CONCERT WEALTH MANAGEMENT
RIA
CRD#: 141253
EASTSOUND, WA
Past
January 17, 2014 - June 16, 2014
CONCERT CAPITAL MANAGEMENT
RIA
CRD#: 158763
EASTSOUND, WA
Past
April 2, 2012 - November 20, 2013
PURCELL ADVISORY SERVICES, LLC
RIA
CRD#: 117238
TACOMA, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HC
HERITAGE CAPITAL ADVISORS, LLC
HERITAGE CAPITAL ADVISORS, LLC | HERITAGE CAPITAL RESEARCH
CRD#: 310306 / SEC#: 801-119452
RIA
Registered Investment Advisory firm - (9/14/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/13/2018)
IAR
Colorado(4/1/2021)
IAR
Louisiana(7/17/2017)
IAR
Massachusetts(9/8/2020)
IAR
Texas(10/27/2017)
IAR
Washington(3/16/2012)
Exams
Current Firm
HC
HERITAGE CAPITAL ADVISORS, LLC
HERITAGE CAPITAL ADVISORS, LLC | HERITAGE CAPITAL RESEARCH
CRD#: 310306 / SEC#: 801-119452
RIA
Registered Investment Advisory firm - (9/14/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Arvada, CO
Mailing Address
Phone number
(303) 670-9761
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 672,468,599 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
