NR
Nicholas J. Raught
THREE CORD TRUE WEALTH MANAGEMENT
Beaver, PA 15009
Some features on this profile are disabled
CRD#: 6010847
NR
Professional summary
Nicholas John Raught, CFP® is a registered financial advisor currently at THREE CORD TRUE WEALTH MANAGEMENT, LLC located in Beaver, Pennsylvania and LPL FINANCIAL LLC located in Beaver, Pennsylvania.
Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Nicholas has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 7/22/2016 - Automated Analysis - Not Investment Related - 1198 Mulberry Street Beaver, PA 15009 - Other-Family Business - Started 06/01/2014 - 0 Hours Per Month - Time Spent 0% - Commercial real estate building that houses the father's business. This is a family owned building. 2. 9/30/2020 - Three Cord True Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/25/2020 - 160 Hours Per Month/7 Hours During Securities Trading - I provide investment advisory services through Three Cord True Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 9/2020. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. Effective 1/1/2022, Three Cord True Wealth Management LLC is owned by a holding company, Three Cord True Wealth Management Holdings LLC. As of 9/7/2022 I became an owner of the holding company. 3. 11/5/2020 - Three Cord True Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/28/2020 - 40 Hours Per Month/7 Hours During Securities Trading. 4. 10/06/2022 - Three Cord True Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 09/01/2022 - 40 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through Three Cord True Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 9/2020. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas John Raught's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
September 17, 2020 - Present
THREE CORD TRUE WEALTH MANAGEMENT, LLC
Office #1: 535 Third Street, Beaver, PA 15009RIA
CRD#: 307480
Beaver, PA
Current
August 17, 2016 - Present
LPL FINANCIAL LLC
Office #1: 535 Third Street, Beaver, PA 15009-2228RIA
BD
CRD#: 6413
Beaver, PA
Past
October 17, 2016 - October 28, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
THREE CORD TRUE WEALTH MANAGEMENT, LLC
HOLDCROFT WEALTH MANAGEMENT | THREE CORD TRUE WEALTH MANAGEMENT, LLC
CRD#: 307480 / SEC#: 801-119394
RIA
Registered Investment Advisory firm - (9/2/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(3/29/2024)
RR
Maryland(11/10/2023)
RR
North Carolina(6/26/2017)
RR
Pennsylvania(10/14/2016)
IAR
Pennsylvania(9/17/2020)
IAR
Texas(4/25/2022)
RR
Texas(6/3/2025)
RR
Virginia(12/8/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TC
THREE CORD TRUE WEALTH MANAGEMENT, LLC
HOLDCROFT WEALTH MANAGEMENT | THREE CORD TRUE WEALTH MANAGEMENT, LLC
CRD#: 307480 / SEC#: 801-119394
RIA
Registered Investment Advisory firm - (9/2/2020 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
535 Third Street, Beaver, PA 15009
Mailing Address
Phone number
(724) 683-3456
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 832 |
| AUM (Assets Under Management) | $ 252,157,705 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THREE CORD TRUE WEALTH MANAGEMENT, LLC
CRD#: 307480Beaver, PA 15009TRUST BUT VERIFY
Monitor Nicholas Raught
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
