Kyle D. Pollock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle D Pollock was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 2012. Kyle had worked at 6 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2016 - August 1, 2017
STEBEN & COMPANY, LLC
September 30, 2014 - January 20, 2016
PROSHARE ADVISORS LLC
September 26, 2014 - January 19, 2016
PROFUNDS DISTRIBUTORS, INC.
June 3, 2013 - September 11, 2014
CALVERT INVESTMENT DISTRIBUTORS, INC.
October 23, 2012 - April 15, 2013
PNC WEALTH MANAGEMENT LLC
October 23, 2012 - April 15, 2013
PNC WEALTH MANAGEMENT LLC
April 23, 2012 - August 23, 2012
EDWARD JONES
February 9, 2012 - August 23, 2012
EDWARD JONES
Primary Firm SEC Registration
STEBEN & COMPANY, LLC
CRD#: 117808 / SEC#: 801-64686, 8-53614
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STEBEN & COMPANY, LLC
CRD#: 117808 / SEC#: 801-64686, 8-53614
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 108,117,452 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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