LD
Laurie L. Dotter
TRANSWESTERN INVESTMENT MANAGEMENT
HOUSTON, TX 77027
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CRD#: 6010392
LD
Professional summary
Laurie Litherland Dotter, who also goes by Laurie Dotter, is a registered financial advisor currently at TRANSWESTERN INVESTMENT MANAGEMENT, LLC located in Houston, Texas.
Laurie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Laurie has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Laurie Dotter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Laurie Litherland Dotter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 13, 2012 - Present
TRANSWESTERN INVESTMENT MANAGEMENT, LLC
Office #1: 1900 West Loop Suite 1300, Houston, TX 77027RIA
CRD#: 159520
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TRANSWESTERN INVESTMENT MANAGEMENT, LLC
CORPORATE PROPERTIES TRUST I GP, L.L.C. (RELYING ADVISOR) | TSP VALUE AND INCOME FUND GP, LLC (RELYING ADVISOR) | TSP VALUE AND INCOME FUND GP, L.L.C. (RELYING ADVISOR) | TRANSWESTERN STRATEGIC PARTNERS, L.L.C. (RELYING ADVISOR) | TRANSWESTERN STRATEGIC PARTNERS II GP, LLC (RELYING ADVISOR) | TRANSWESTERN SPONSORSHIP EQUITY PARTNERS GP I, LLC (RELYING ADVISOR) | TRANSWESTERN INVESTMENT MANAGEMENT, LLC | TRANSWESTERN INVESTMENT GROUP, L.L.C (RELYING ADVISOR) | TRANSWESTERN CORPORATE PROPERTIES ADVISER, L.L.C. (RELYING ADVISOR) | MIP MASTER GP, LLC (RELYING ADVISOR) | CORPORATE PROPERTIES TRUST II GP, LLC (RELYING ADVISOR) | CORPORATE PROPERTIES TRUST I GP, LLC (RELYING ADVISOR)
CRD#: 159520 / SEC#: 801-76546
RIA
Registered Investment Advisory firm - (5/23/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(4/13/2012)
Exams
Current Firm
TI
TRANSWESTERN INVESTMENT MANAGEMENT, LLC
CORPORATE PROPERTIES TRUST I GP, L.L.C. (RELYING ADVISOR) | TSP VALUE AND INCOME FUND GP, LLC (RELYING ADVISOR) | TSP VALUE AND INCOME FUND GP, L.L.C. (RELYING ADVISOR) | TRANSWESTERN STRATEGIC PARTNERS, L.L.C. (RELYING ADVISOR) | TRANSWESTERN STRATEGIC PARTNERS II GP, LLC (RELYING ADVISOR) | TRANSWESTERN SPONSORSHIP EQUITY PARTNERS GP I, LLC (RELYING ADVISOR) | TRANSWESTERN INVESTMENT MANAGEMENT, LLC | TRANSWESTERN INVESTMENT GROUP, L.L.C (RELYING ADVISOR) | TRANSWESTERN CORPORATE PROPERTIES ADVISER, L.L.C. (RELYING ADVISOR) | MIP MASTER GP, LLC (RELYING ADVISOR) | CORPORATE PROPERTIES TRUST II GP, LLC (RELYING ADVISOR) | CORPORATE PROPERTIES TRUST I GP, LLC (RELYING ADVISOR)
CRD#: 159520 / SEC#: 801-76546
RIA
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Contact information
Main Address
8235 Douglas Avenue Suite 450, Dallas, TX 75225
Mailing Address
Phone number
(214) 572-9817
Established
Firm type
Fiscal year end
# of Employees
27
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 4,304,693,325 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
