SF
Sean Findley
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP
LEAWOOD, KS 66211
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CRD#: 6010372
SF
Professional summary
Sean Findley, who also goes by Sean Michael Findley, is a registered financial advisor currently at AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC. located in Leawood, Kansas and AMERICAN CENTURY INVESTMENT SERVICES INC. located in Leawood, Kansas.
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Sean has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sean Michael Findley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Sean Findley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 12, 2024 - Present
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
Office #1: 4917 Town Center Drive, Leawood, KS 66211RIA
CRD#: 290043
LEAWOOD, KS
Current
September 12, 2024 - Present
AMERICAN CENTURY INVESTMENT SERVICES INC.
Office #1: 4917 Town Center Drive, Leawood, KS 66211BD
CRD#: 17437
Leawood, KS
Past
March 25, 2024 - September 12, 2024
EDELMAN FINANCIAL ENGINES
RIA
CRD#: 104510
OVERLAND PARK, KS
Past
November 19, 2021 - March 5, 2024
AMERICAN CENTURY INVESTMENT SERVICES INC.
BD
CRD#: 17437
KANSAS CITY, MO
Past
June 22, 2021 - October 18, 2021
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
OVERLAND PARK, KS
Past
October 17, 2017 - April 21, 2021
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Past
October 17, 2017 - April 30, 2021
IVY DISTRIBUTORS, INC.
BD
CRD#: 16496
OVERLAND PARK, KS
Past
September 2, 2014 - October 9, 2017
EMPOWER FINANCIAL SERVICES, INC.
BD
CRD#: 13109
OVERLAND PARK, KS
Past
January 4, 2012 - September 2, 2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
BD
CRD#: 102920
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP | AMERICAN CENTURY PRIVATE CLIENT GROUP, INC. | AMERICAN CENTURY PRIVATE CLIENT GROUP | AMERICAN CENTURY PERSONAL FINANCIAL SOLUTIONS, INC. | AMERICAN CENTURY PERSONAL FINANCIAL SOLUTIONS | AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
CRD#: 290043 / SEC#: 801-111963
RIA
Registered Investment Advisory firm - (10/30/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/12/2024)
RR
Alaska(9/12/2024)
RR
Arizona(9/12/2024)
RR
Arkansas(9/12/2024)
RR
California(9/12/2024)
RR
Colorado(9/12/2024)
RR
Connecticut(9/12/2024)
RR
Delaware(9/12/2024)
RR
District of Columbia(9/12/2024)
RR
Florida(9/12/2024)
RR
Georgia(9/12/2024)
RR
Hawaii(9/12/2024)
RR
Idaho(9/12/2024)
RR
Illinois(9/12/2024)
RR
Indiana(9/12/2024)
RR
Iowa(9/12/2024)
RR
Kansas(9/12/2024)
IAR
Kansas(9/12/2024)
RR
Kentucky(9/12/2024)
RR
Louisiana(9/12/2024)
RR
Maine(9/12/2024)
RR
Maryland(9/12/2024)
RR
Massachusetts(9/12/2024)
RR
Michigan(9/12/2024)
RR
Minnesota(9/12/2024)
RR
Mississippi(9/12/2024)
RR
Missouri(9/12/2024)
IAR
Missouri(9/12/2024)
RR
Montana(9/12/2024)
RR
Nebraska(9/12/2024)
RR
Nevada(9/12/2024)
RR
New Hampshire(9/12/2024)
RR
New Jersey(9/12/2024)
RR
New Mexico(9/12/2024)
RR
New York(9/12/2024)
RR
North Carolina(9/12/2024)
RR
North Dakota(9/12/2024)
RR
Ohio(9/13/2024)
RR
Oklahoma(9/12/2024)
RR
Oregon(9/12/2024)
RR
Pennsylvania(9/12/2024)
RR
Rhode Island(9/12/2024)
RR
South Carolina(9/12/2024)
RR
South Dakota(9/12/2024)
RR
Tennessee(9/12/2024)
RR
Texas(9/12/2024)
IAR
Texas(9/12/2024)
RR
Utah(9/12/2024)
RR
Vermont(9/12/2024)
RR
Virginia(9/12/2024)
RR
Washington(9/12/2024)
RR
West Virginia(9/12/2024)
RR
Wisconsin(9/12/2024)
RR
Wyoming(9/12/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AC
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP | AMERICAN CENTURY PRIVATE CLIENT GROUP, INC. | AMERICAN CENTURY PRIVATE CLIENT GROUP | AMERICAN CENTURY PERSONAL FINANCIAL SOLUTIONS, INC. | AMERICAN CENTURY PERSONAL FINANCIAL SOLUTIONS | AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
CRD#: 290043 / SEC#: 801-111963
RIA
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Contact information
Main Address
4400 Main Street, Kansas City, MO 64111-7709
Mailing Address
P.o. Box 410141, Kansas City, MO 64141-0141
Phone number
(816) 531-5575
Established
Firm type
Fiscal year end
# of Employees
94
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,044 |
| AUM (Assets Under Management) | $ 1,987,005,678 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
CRD#: 290043Leawood, KS 66211TRUST BUT VERIFY
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