Kristen L. Mcnutt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristen Lee Mcnutt, who also goes by Kristen Lee Mcalpine, was a registered financial professional .
Kristen is a previously registered financial professional and started their career in finance in 2012. Kristen had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2014 - December 28, 2015
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
September 19, 2014 - December 28, 2015
NEWEDGE SECURITIES, LLC
November 30, 2012 - September 4, 2014
MEANS WEALTH MANAGEMENT
November 30, 2012 - September 4, 2014
MEANS WEALTH MANAGEMENT
April 4, 2012 - December 11, 2012
MORGAN STANLEY
February 8, 2012 - December 11, 2012
MORGAN STANLEY
State Registrations and Notice Filings
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Exams
Current Firm
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
CRD#: 109771 / SEC#: 801-21527
Contact information
Red Flags
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