Lonnie R. Mayer

GOOD HARBOR ADVISORS

Gloucester, MA 01930

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CRD#: 6010213

Professional summary

Lonnie Ransom Mayer is a registered financial advisor currently at GOOD HARBOR ADVISORS, INC. located in Gloucester, Massachusetts and LPL FINANCIAL LLC located in Gloucester, Massachusetts.

Lonnie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Lonnie has worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

~1) LPL FINANCIAL LLC; Investment-related; Principal office: Fort Mill, SC; Broker dealer; Registered Representative; Start date: 03/06/2025; Time spent: Approximately 6 hours/month with approximately 4 hours/month during securities trading hours. ~2) Good Harbor Advisors, Inc.; Investment-related; Gloucester, MA; Registered Investment Advisor; Investment Adviser Representative; I provide administrative support to Good Harbor Advisors, Inc. an independent investment advisor firm. Start Date:11/20/2013; Anticipate spending approximately 150 hours/month on this activity with 120 hours/month during securities trading hours . Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lonnie Ransom Mayer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 2, 2013 - Present

GOOD HARBOR ADVISORS, INC.

Office #1: 1 Blackburn Drive, Gloucester, MA 01930

RIA

CRD#: 143492

Gloucester, MA

Current

March 6, 2025 - Present

LPL FINANCIAL LLC

Office #1: 1 Blackburn Drive 2nd Floor, Gloucester, MA 01930

RIA

CRD#: 6413

GLOUCESTER, MA

Past

September 13, 2016 - March 6, 2025

THE INVESTMENT CENTER, INC.

CRD#: 17839

GLOUCESTER, MA

Past

June 20, 2014 - September 13, 2016

INVESTORS CAPITAL CORP.

CRD#: 30613

GLOUCESTER, MA

Past

March 4, 2013 - November 25, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

BOSTON, MA

Past

February 27, 2013 - November 25, 2013

LPL FINANCIAL LLC

CRD#: 6413

BOSTON, MA

Past

July 24, 2012 - September 10, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

RENTON, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GOOD HARBOR ADVISORS, INC.

CRD#: 143492 / SEC#: 801-112632

RIA

Registered Investment Advisory firm - (3/16/2018 Approved)

California

Registered Investment Advisory firm - (4/19/2018 Terminated)

Massachusetts

Registered Investment Advisory firm - (3/20/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Massachusetts
(12/2/2013)

Massachusetts
(3/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/25/2013

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/5/2012

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/23/2012

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

GOOD HARBOR ADVISORS, INC.

CRD#: 143492 / SEC#: 801-112632

RIA

Registered Investment Advisory firm - (3/16/2018 Approved)

California

Registered Investment Advisory firm - (4/19/2018 Terminated)

Massachusetts

Registered Investment Advisory firm - (3/20/2018 Terminated)

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Contact information

Main Address

1 Blackburn Drive, Gloucester, MA 01930

Mailing Address

Phone number

(978) 515-7119

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GOOD HARBOR ADVISORS, INC. BROCHURE (3/17/2025)

Regulatory assets under management

Total Number of Accounts	645
AUM (Assets Under Management)	$ 289,660,907

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Lonnie R. Mayer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lonnie Ransom Mayer's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

THE INVESTMENT CENTER, INC.

INVESTORS CAPITAL CORP.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

GOOD HARBOR ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/25/2013

Series 65

Date: 12/5/2012

SIE

Date: 10/1/2018

Series 7

Date: 7/23/2012

FINRA

Current Firm

GOOD HARBOR ADVISORS, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GOOD HARBOR ADVISORS, INC.

TRUST BUT VERIFY

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