Orlando N. Johnson

JOHNSON WEALTH MANAGEMENT

Palm Coast, FL 32137

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CRD#: 6010077

Professional summary

Orlando Niles Johnson is a registered financial advisor currently at JOHNSON WEALTH MANAGEMENT, LLC located in Palm Coast, Florida.

Orlando is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Orlando has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The name of the other business: American General Life Insurance. Whether the business is investment-related: NO The nature of the other business: Life insurance sales Your position, title, or relationship with the other business: Insurance Agent The start date of your relationship: 01/2016 The approximate number of hours/month you devote to the other business: Mr. Johnson is currently licensed as an insurance agent, however, Mr. Johnson does not engage in insurance transactions at this time and does not devote any time to insurance sales. The number of hours you devote to the other business during securities trading hours: none Briefly describe your duties relating to the other business: life insurance sales I am the Senior Advisor to the Prosperity Seekers Investment Club of Palm Coast, P.O. Box 350585, Palm Coast, FL, 32135-0585. This is an investment related general partnership which was established in September, 2002. I am the partnership's founder and served as its first president until Sept., 2004. I have served as its Senior Advisor (volunteer position) since Sept. 2004. I devote approx.. 2 hours per month primarily on weekends. As the Senior Advisor I occasionally help the other Partners with their stock presentations.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Orlando Niles Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 5, 2017 - Present

JOHNSON WEALTH MANAGEMENT, LLC

Office #1: 389 Palm Coast Parkway Sw Suite 4, Palm Coast, FL 32137

RIA

CRD#: 286036

Palm Coast, FL

Past

June 22, 2016 - October 6, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

DAYTONA BEACH, FL

Past

June 22, 2016 - October 6, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

DAYTONA BEACH, FL

Past

March 2, 2012 - June 1, 2016

EDWARD JONES

RIA

CRD#: 250

PALM COAST, FL

Past

February 8, 2012 - June 1, 2016

EDWARD JONES

CRD#: 250

PALM COAST, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/5/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/24/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/6/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/7/2012

General Securities Representative Examination

Current Firm

JOHNSON WEALTH MANAGEMENT, LLC

CRD#: 286036 / SEC#:

Florida

Registered Investment Advisory firm - (1/5/2017 Approved)

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Contact information

Main Address

389 Palm Coast Parkway Sw Suite 4, Palm Coast, FL 32137

Mailing Address

Phone number

(386) 597-0057

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 1,600,000

Red Flags

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Orlando N. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Orlando Niles Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOHNSON WEALTH MANAGEMENT, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 2/24/2012

SIE

Date: 10/6/2016

Series 7

Date: 2/7/2012

Current Firm

JOHNSON WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JOHNSON WEALTH MANAGEMENT, LLC

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