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MC

Michael A. Crough

LEGATUM SERVICES LLC
ST AUGUSTINE, FL 32086
Some features on this profile are disabled
CRD#: 6009803
MC

Professional summary

Michael Alan Crough, who also goes by Michael Allan Crough, is a registered financial advisor currently at LEGATUM SERVICES LLC located in St Augustine, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Michael has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Michael Allan Crough

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Alan Crough's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 8, 2022 - Present

LEGATUM SERVICES LLC

Office #1: 4475 Us 1 South Suite 207, St Augustine, FL 32086
RIA
CRD#: 316299
ST AUGUSTINE, FL
Past

May 15, 2012 - February 11, 2015

PEAK BROKERAGE SERVICES, LLC

BD
CRD#: 157045
JUPITER, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(7/8/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/25/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/26/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/11/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/14/2012
General Securities Representative Examination

Current Firm

LS
LEGATUM SERVICES LLC
LEGATUM SERVICES LLC

CRD#: 316299 / SEC#:

Florida
Registered Investment Advisory firm - (7/8/2022 Approved)
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Contact information

Main Address
4475 Us 1 South Suite 207, St Augustine, FL 32086
Mailing Address
Phone number
(904) 201-9641
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts1
AUM (Assets Under Management)$ 1,232,561

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LEGATUM SERVICES LLC

CRD#: 316299St Augustine, FL 32086

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