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Elizabeth L. Teifer
HERBERT J. SIMS CAPITAL MANAGEMENT
Red Bank, NJ 07701
Some features on this profile are disabled
CRD#: 6009776
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Professional summary
Elizabeth Loretta Teifer, who also goes by Elizabeth Loretta Haden Mrs., is a registered financial advisor currently at HERBERT J. SIMS CAPITAL MANAGEMENT, INC. located in Red Bank, New Jersey and HERBERT J. SIMS & CO, INC. located in Red Bank, New Jersey.
Elizabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Elizabeth has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Elizabeth Loretta Haden Mrs.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Elizabeth Teifer is an investment adviser representative of HJ Sims Capital Management ("HJSCM"), a SEC registered investment advisor and wholly owned subsidiary of HJ Sims Co., Inc. HJSCM primarily provides customized investment management services to high-net-worth individuals and associated trusts, estates, pension and profit-sharing plans, and other legal entities. Ms. Teifer began her association with HJSCM in June 2020 and devotes approximately 15% of her time to HJSCM and approximately 10% to insurance-related business; however, Ms. Teifer's primary business is providing brokerage services through the broker-dealer.
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth Loretta Teifer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 12, 2020 - Present
HERBERT J. SIMS CAPITAL MANAGEMENT, INC.
Office #1: 331 Newman Springs Road Building 3, Suite 312- 3rd Floor, Red Bank, NJ 07701RIA
CRD#: 134510
Red Bank, NJ
Current
February 4, 2019 - Present
HERBERT J. SIMS & CO, INC.
Office #1: 331 Newman Springs Road Building 3, Suite 312- 3rd Floor, Red Bank, NJ 07701BD
CRD#: 3420
Red Bank, NJ
Past
February 8, 2012 - February 4, 2019
DAVID LERNER ASSOCIATES, INC.
BD
CRD#: 5397
LAWRENCEVILLE, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HJ
HERBERT J. SIMS CAPITAL MANAGEMENT, INC.
HERBERT J. SIM CAPITAL MANAGEMENT INC. | HERBERT J. SIMS CAPITAL MANAGEMENT, INC.
CRD#: 134510 / SEC#: 801-124853
RIA
Registered Investment Advisory firm - (5/2/2022 Approved)Connecticut
Registered Investment Advisory firm - (6/1/2022 Terminated)Florida
Registered Investment Advisory firm - (5/17/2022 Terminated)Louisiana
Registered Investment Advisory firm - (3/12/2025 Terminated)Maryland
Registered Investment Advisory firm - (5/23/2022 Terminated)Minnesota
Registered Investment Advisory firm - (6/3/2022 Terminated)New Jersey
Registered Investment Advisory firm - (5/19/2022 Terminated)North Carolina
Registered Investment Advisory firm - (5/20/2022 Terminated)Puerto Rico
Registered Investment Advisory firm - (5/17/2022 Terminated)Texas
Registered Investment Advisory firm - (5/17/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/18/2019)
RR
California(12/12/2024)
RR
Connecticut(4/2/2019)
IAR
Connecticut(6/12/2020)
RR
Florida(2/4/2019)
RR
Louisiana(8/18/2021)
RR
Maryland(2/4/2019)
RR
Massachusetts(12/11/2024)
RR
Michigan(10/13/2023)
RR
New Jersey(2/21/2019)
IAR
New Jersey(6/15/2020)
RR
New Mexico(12/11/2024)
RR
New York(2/4/2019)
RR
Pennsylvania(2/4/2019)
RR
Texas(3/6/2019)
RR
Virginia(5/18/2023)
RR
Washington(2/4/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HJ
HERBERT J. SIMS CAPITAL MANAGEMENT, INC.
HERBERT J. SIM CAPITAL MANAGEMENT INC. | HERBERT J. SIMS CAPITAL MANAGEMENT, INC.
CRD#: 134510 / SEC#: 801-124853
RIA
Registered Investment Advisory firm - (5/2/2022 Approved)Connecticut
Registered Investment Advisory firm - (6/1/2022 Terminated)Florida
Registered Investment Advisory firm - (5/17/2022 Terminated)Louisiana
Registered Investment Advisory firm - (3/12/2025 Terminated)Maryland
Registered Investment Advisory firm - (5/23/2022 Terminated)Minnesota
Registered Investment Advisory firm - (6/3/2022 Terminated)New Jersey
Registered Investment Advisory firm - (5/19/2022 Terminated)North Carolina
Registered Investment Advisory firm - (5/20/2022 Terminated)Puerto Rico
Registered Investment Advisory firm - (5/17/2022 Terminated)Texas
Registered Investment Advisory firm - (5/17/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2150 Post Road Suite 301, Fairfield, CT 06824
Mailing Address
Phone number
(203) 418-9000
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 374 |
| AUM (Assets Under Management) | $ 186,784,367 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
