Stephen W. Wheeler

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CRD#: 6009674

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stephen Will Wheeler was a registered financial professional .

Stephen is a previously registered financial professional and started their career in finance in 2011. Stephen had worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OPERATED THE REAL ESTATE BUSINESS UNDER "SHORELINE REALTY AND FINANCE" FOR A COUPLE YEARS FROM 2005 - 2006, AFTERWARDS WAS INACTIVE IN REAL ESTATE UNTIL 2010 WHEN I RESUMED BROKERING LOANS FOR 1 - 4 UNIT RESIDENTIAL PROPERTIES. MY LICENSE WITH NMLS AND CAIS "STEPHEN WHEELER, REAL ESTATE BROKER".

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 1, 2016 - May 30, 2025

ARLINGTON FINANCIAL ADVISORS, LLC

RIA

CRD#: 283288

SANTA BARBARA, CA

Past

December 15, 2011 - December 17, 2013

MISSION WEALTH MANAGEMENT, LP

RIA

CRD#: 113057

SANTA BARBARA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARLINGTON FINANCIAL ADVISORS, LLC

CRD#: 283288 / SEC#: 801-107857

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/12/2011

Uniform Investment Adviser Law Examination

Current Firm

ARLINGTON FINANCIAL ADVISORS, LLC

CRD#: 283288 / SEC#: 801-107857

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

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Contact information

Main Address

100 E. De La Guerra St, Santa Barbara, CA 93101

Mailing Address

Phone number

(805) 699-7300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (7/30/2025)

ADV PART 2A APPENDIX 1 - WRAP FEE PROGRAM BROCHURE (7/30/2025)

Regulatory assets under management

Total Number of Accounts	1,707
AUM (Assets Under Management)	$ 1,044,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen W. Wheeler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ARLINGTON FINANCIAL ADVISORS, LLC

MISSION WEALTH MANAGEMENT, LP

Primary Firm SEC Registration

ARLINGTON FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/12/2011

Current Firm

ARLINGTON FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARLINGTON FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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