Karen M. Quijano Morales
Professional summary
Karen Mercedes Quijano Morales, who also goes by Karen M Quijano, Karen Quijano, is a registered financial advisor currently at BBVA GLOBAL WEALTH ADVISORS, INC. located in Miami, Florida.
Karen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Karen has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, Series 99TO, Series 55, Series 7 and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Karen Mercedes Quijano Morales's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 2024 - Present
BBVA GLOBAL WEALTH ADVISORS, INC.
Office #1: 501 Brickell Key Drive Suite 601, Miami, FL 33131January 21, 2022 - October 17, 2023
ITAU INTERNATIONAL SECURITIES INC.
December 17, 2012 - January 31, 2013
TRADEWIRE SECURITIES LLC
December 11, 2012 - August 29, 2017
STONEX FINANCIAL INC.
June 9, 2012 - December 17, 2012
TRADEWIRE SECURITIES LLC
Primary Firm SEC Registration
BBVA GLOBAL WEALTH ADVISORS, INC.
CRD#: 327326 / SEC#: 801-129582
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/10/2024)
Exams
Series 7TO
Date: 8/30/2022
General Securities Representative ExaminationSeries 99TO
Date: 12/21/2021
Operations Professional ExaminationSeries 55
Date: 5/19/2014
Limited Representative-Equity Trader ExamCurrent Firm
BBVA GLOBAL WEALTH ADVISORS, INC.
CRD#: 327326 / SEC#: 801-129582
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 665 |
| AUM (Assets Under Management) | $ 1,208,850,630 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BBVA GLOBAL WEALTH ADVISORS, INC.
CRD#: 327326Miami, FL 33131TRUST BUT VERIFY
Monitor Karen Quijano Morales
Get automatic monthly alerts on:
