Tasha L. Rock
PER STIRLING CAPITAL MANAGEMENT
Austin, TX 78746
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CRD#: 6009351
Professional summary
Tasha Lynn Rock, CFP®, who also goes by Tasha Rock Barlow, is a registered financial advisor currently at PER STIRLING CAPITAL MANAGEMENT, LLC located in Austin, Texas.
Tasha is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Tasha has worked at 3 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tasha Rock Barlow
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. UNIVERSITY OF TEXAS AT AUSTIN - NON-INVESTMENT RELATED; ADDRESS: 1616 GUADALUPE ST, AUSTIN, TX, 78701; NATURE OF BUSINESS: TEACHING; POSITION: INSTRUCTOR; DUTIES: ADJUNCT INSTRUCTOR OF THE CFP CAPSTONE COURSE; START DATE: 10/2012; NUMBER OF HOURS: 2 HOURS PER MONTH; NUMBER OF HOURS DURING TRADING HOURS: 0. 2. DISPUTE RESOLUTION CENTER - NON-INVESTMENT RELATED; ADDRESS: 5407 N INTERSTATE, HWY 35, SUITE 410, AUSTIN, TX, 78723; NATURE OF BUSINESS: TEACHING; POSITION: INSTRUCTOR; DUTIES: INSTRUCTOR FOR THE ADVANCED MEDIATION TRAINING COURSE; START DATE: 5/3/2022; NUMBER OF HOURS: 5 HOURS PER MONTH; NUMBER OF HOURS DURING TRADING HOURS: 5. 3. COLLABORATIVE DIVORCE TEXAS - NON-INVESTMENT RELATED; ADDRESS: 3305 STECK AVE, SUITE 200, AUSTIN, TX 78757; NATURE OF BUSINESS: TEACHING; POSITION: INSTRUCTOR; DUTIES: INSTRUCTOR FOR THE FINANCIAL ASPECTS OF BASIC TRAINING FOR COLLABORATIVE DIVORCE IN TEXAS; START DATE: 9/2/2024; NUMBER OF HOURS: 1 DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Tasha Lynn Rock's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
February 2, 2016 - Present
PER STIRLING CAPITAL MANAGEMENT, LLC
Office #1: 4800 Bee Caves Road, Austin, TX 78746RIA
CRD#: 151671
Austin, TX
Past
October 2, 2015 - January 7, 2016
LAUREATE WEALTH MANAGEMENT, LLC
RIA
CRD#: 172519
Austin, TX
Past
January 3, 2012 - August 31, 2015
AUSTIN ASSET
RIA
CRD#: 105441
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PER STIRLING CAPITAL MANAGEMENT, LLC
PER STIRLING | PER STIRLING PRIVATE WEALTH | PER STIRLING INVESTMENTS | PER STIRLING GROUP, LLC | PER STIRLING CAPITAL MANAGEMENT, LLC
CRD#: 151671 / SEC#: 801-70707
RIA
Registered Investment Advisory firm - (10/28/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(2/2/2016)
Exams
Current Firm
PS
PER STIRLING CAPITAL MANAGEMENT, LLC
PER STIRLING | PER STIRLING PRIVATE WEALTH | PER STIRLING INVESTMENTS | PER STIRLING GROUP, LLC | PER STIRLING CAPITAL MANAGEMENT, LLC
CRD#: 151671 / SEC#: 801-70707
RIA
Registered Investment Advisory firm - (10/28/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4800 Bee Caves Road, Austin, TX 78746
Mailing Address
Phone number
(512) 628-2300
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (21 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,584 |
| AUM (Assets Under Management) | $ 1,387,216,441 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
