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Nicholas S. Graham

FINPRO CAPITAL ADVISORS
SOMERVILLE, NJ 08876
Some features on this profile are disabled
CRD#: 6009314
NG

Professional summary

Nicholas Stephen Graham MR. is a registered financial professional currently at FINPRO CAPITAL ADVISORS, INC. located in Somerville, New Jersey.

Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2012. Nicholas has worked at 1 firm and has passed the Series 63, Series 7TO, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicholas Stephen Graham MR.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 21, 2012 - Present

FINPRO CAPITAL ADVISORS, INC.

Office #1: 46 E. Main Street Suite 303, Somerville, NJ 08876
BD
CRD#: 157816
SOMERVILLE, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(6/18/2012)

Exams

State Security Law Exam
RR
Series 63
Date: 3/16/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/13/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 4/26/2012
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FC
FINPRO CAPITAL ADVISORS, INC.
FINPRO CAPITAL ADVISORS, INC.

CRD#: 157816 / SEC#: , 8-68864

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
46 E. Main Street Suite 303, Somerville, NJ 08876
Mailing Address
46 E. Main Street Suite 303, Somerville, NJ 08876
Phone number
(908) 234-9398
Established
New Jersey since 03/08/2011
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FINPRO, INC.SHAREHOLDER
MARTORANA, SCOTT CHRISTOPHEREXECUTIVE MANAGING DIRECTOR5040445
MAURO, JOHN PAULFINOP5920615
MAURO, JOHN PAULCHIEF COMPLIANCE OFFICER5920615
MUSSO, DONALD JAMESPRESIDENT/DIRECTOR5015899

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FINPRO CAPITAL ADVISORS, INC.

CRD#: 157816Somerville, NJ 08876

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