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CJ

Colin E. Jacobs

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CRD#: 6009277
CJ

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Colin Edward Jacobs was a registered financial professional .

Colin is a previously registered financial professional and started their career in finance in 2012. Colin had worked at 1 firm and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 18, 2012 - August 14, 2012

MCBARRON CAPITAL LLC

BD
CRD#: 131431
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 3/29/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


MC
MCBARRON CAPITAL LLC
ALZEON FINANCIAL LLC | MCBARRON CAPITAL LLC | ARJENT, LLC | ARJENT SERVICES, LLC | ARJENT SERVICES LLC | ARJENT LLC

CRD#: 131431 / SEC#: , 8-66460

BD
Terminated by SEC on 12/30/2016
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 06/11/2003
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
ARJENT SERVICES LIMITED (DELAWARE)OWNER OF 96%
CRAFA, JAMES ALFREDCEO/CHIEF COMPLIANCE OFFICER1131170
MURRAY, STEPHANIE AMUNDSENFINOP5469680
PANGAEA TRADING PARTNERS LLCSHAREHOLDER

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MCBARRON CAPITAL LLC

CRD#: 131431

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