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Michael Peter Dalessandro

CRD# 60092·Registered 1974 - 2017
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Peter Dalessandro was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1974 - 2017. Michael had worked at 5 firms and has passed the Series 63, SIE, Series 1, Series 24 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

52 years in the financial services industry

Current & Past Employments

THE INVESTMENT CENTER, INC.·CRD# 17839
BD
Colts Neck, NJ
September 10, 1991 - December 31, 2017
INVESTORS BROKERAGE SERVICES, INC.·CRD# 4257
BD
Elgin, IL
January 22, 1990 - September 9, 1991
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
Windsor, CT
February 1, 1989 - January 24, 1990
ADVANTAGE CAPITAL CORPORATION·CRD# 146
BD
August 1, 1980 - May 2, 1984
THE VARIABLE ANNUITY MARKETING COMPANY·CRD# 5081
BD
Houston, TX
April 18, 1974 - February 23, 1989

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Current Firm

TI
THE INVESTMENT CENTER, INC.

THE INVESTMENT CENTER, INC.

CRD#: 17839 / SEC#: 8-35826
BD
Terminated by SEC on 08/29/2025

Contact Information

Established

New Jersey since 03/20/1986

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
IC FINANCIAL SERVICES, INC.HOLDING COMPANY—
DEVITO, RALPH JAMESPRESIDENT1459156
WRIGHT, DOUGLAS ANDREWCHIEF COMPLIANCE OFFICER1626724

Disclosures

Regulatory Event

8

Arbitration

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2017About the SIE exam

Series 1 — Registered Representative Examination

Passed Apr 1974

Series 24 — General Securities Principal Examination

Passed Dec 1991About the Series 24 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed May 1981About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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