Robert L. Landa
Professional summary
Robert Lawrence Landa, who also goes by Robert Landa, is a registered financial professional currently at PEAK BROKERAGE SERVICES, LLC located in Jupiter, Florida.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2012. Robert has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Lawrence Landa's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2023 - Present
PEAK BROKERAGE SERVICES, LLC
Office #1: 1070 East Indiantown Road Suite 208 - 210, Jupiter, FL 33477-9999November 22, 2013 - March 28, 2022
NATIONAL SECURITIES CORPORATION
January 26, 2012 - November 22, 2013
PRIME CAPITAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/29/2023)
Exams
FINRA
Current Firm
PEAK BROKERAGE SERVICES, LLC
CRD#: 157045 / SEC#: , 8-68829
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PEAK REPS, LLC | OWNER | |
| COKER, KAREN | CHIEF RISK OFFICER | 2731928 |
| MUELLER, CHRISTOPHER BRIAN | CHIEF OPERATIONS OFFICER | 2098597 |
| PHILLIPS, DAVID LEVERT | CHIEF INFORMATION SECURITY OFFICER | 2054858 |
| REYNOLDS, MATTHEW MARK | PRESIDENT/FINOP | 4077413 |
| RUDNICK, REGINA MARY | PRESIDENT/HEAD OF ADVISOR SERVICES | 2373530 |
| TAYLOR, CHRISTIAN GABRIEL | CHIEF COMPLIANCE OFFICER | 5462381 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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