James T. Haviland

HARTFIELD, TITUS & DONNELLY

Chicago, IL 60603

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CRD#: 6009136

Professional summary

James Thomas Haviland is a registered financial professional currently at HARTFIELD, TITUS & DONNELLY, LLC located in Chicago, Illinois.

James is registered as a RR (Registered Representative) and started their career in finance in 2012. James has worked at 1 firm and has passed the SIE, Series 7 and Series 52 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD

Click below to view James Thomas Haviland's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 22, 2012 - Present

HARTFIELD, TITUS & DONNELLY, LLC

Office #1: 120 S. Lasalle Street Suite 1520, Chicago, IL 60603

CRD#: 7117

Chicago, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/1/2013

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 2/21/2012

Municipal Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HARTFIELD, TITUS & DONNELLY, LLC

HARTFIELD, TITUS & DONNELLY, LLC | J. F. HARTFIELD & CO., INC.

CRD#: 7117 / SEC#: , 8-18974

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

111 Town Square Place, Jersey City, NJ 07310

Mailing Address

111 Town Square Place, Jersey City, NJ 07310

Phone number

(201) 217-5587

Established

New Jersey since 10/04/1999

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
PURPORA CONSULTING,INC.	DIRECT OWNER
CALDAS, JOSEPH JAMES	DIRECT OWNER	501739
CARRINGTON, MICHAEL SUGHRUE	DIRECT OWNER	2716358
EMANUEL, PAUL JOSEPH	DIRECT OWNER	2330590
INFUSINO, RICHARD ANGELO JR	DIRECT OWNER	5668679
MUSTACCHIO, LOUIS JOSEPH JR	DIRECT OWNER	1656435
O'MALLEY, DEREK JOHN	DIRECT OWNER	4369620
PAULEY, MATTHEW CHRISTOPHER	DIRECT OWNER	2280671
FERRERI, CHRISTOPHER CHARLES	DIRECT OWNER	1677406
GEORGE, MICHAEL THEODORE	FINOP & TREASURER
HOFFMAN, EDWARD KELLY	DIRECT OWNER	2295024
JOHNSON, MARYBETH	DIRECT OWNER	2123615
MCCUE, JAMES GERARD	DIRECT OWNER	2037468
MULVIHILL, CAROLYN CROWE	DIRECT OWNER	1968504
NOTINE, TODD ROBERT	DIRECT OWNER	1595766
PALLARINO, JOHN GUY	DIRECT OWNER	2282884
SMITH, EDWARD JOHN	EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND DIRECT OWNER	4161601
VANDERBEEK, TAYLOR JAMES	DIRECT OWNER	6339397
VINJE, NATALIE GRIFFIN	DIRECT OWNER	3135251

Disclosures

Regulatory Event

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