Beth Ann Dranguet
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Beth Ann Dranguet, who also goes by Beth Ann Sheppard, was a registered financial professional .
Beth Ann is a previously registered financial professional and started their career in finance in 2012. Beth Ann had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 2013 - October 9, 2013
DIMENSIONAL SMARTNEST (US) LLC
April 11, 2012 - October 9, 2013
DFA SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
DIMENSIONAL SMARTNEST (US) LLC
CRD#: 155539 / SEC#: 801-71943
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
