Matthew E. Ward

VIDEN ARBOR CAPITAL

DORADO, PR

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CRD#: 6008690

Professional summary

Matthew Emanuel Ward is a registered financial advisor currently at VIDEN ARBOR CAPITAL located in Dorado, .

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Matthew has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HERARD GROUP, LLC. MANAGING MEMBER. ENTITY SERVES AS ADMINISTRATOR TO A POOLED INVESTEMENT VEHICLE (SPECIAL PURPOSE VEHICLE). TIME SPENT = 10% EACH MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Emanuel Ward's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 21, 2016 - Present

VIDEN ARBOR CAPITAL

RIA

CRD#: 169533

DORADO, PR

Past

December 22, 2011 - May 20, 2014

SAGE HILL CAPITAL

RIA

CRD#: 155016

ANN ARBOR, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VIDEN ARBOR CAPITAL

VIDEN ARBOR CAPITAL | VIDEN ARBOR CAPITAL L.L.C.

CRD#: 169533 / SEC#: 801-126138

RIA

Registered Investment Advisory firm - (7/21/2022 Approved)

Michigan

Registered Investment Advisory firm - (8/2/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Puerto Rico
(8/4/2022)

IAR

Texas
(7/22/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/24/2011

Uniform Investment Adviser Law Examination

Current Firm

VIDEN ARBOR CAPITAL

VIDEN ARBOR CAPITAL | VIDEN ARBOR CAPITAL L.L.C.

CRD#: 169533 / SEC#: 801-126138

RIA

Registered Investment Advisory firm - (7/21/2022 Approved)

Michigan

Registered Investment Advisory firm - (8/2/2022 Terminated)

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Contact information

Main Address

Plymouth, MI

Mailing Address

Phone number

(855) 344-4368

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	68
AUM (Assets Under Management)	$ 181,400,733

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew E. Ward

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Emanuel Ward's CRS (Customer Relationship Summary).

Certified licenses

Experience

VIDEN ARBOR CAPITAL

SAGE HILL CAPITAL

Primary Firm SEC Registration

VIDEN ARBOR CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 10/24/2011

Current Firm

VIDEN ARBOR CAPITAL

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VIDEN ARBOR CAPITAL

TRUST BUT VERIFY

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