Curtis D. Hamilton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Curtis Duane Hamilton MR., who also goes by Curtis Duane Hamilton, was a registered financial professional .
Curtis is a previously registered financial professional and started their career in finance in 1997. Curtis had worked at 1 firm and has passed the Series 2 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2011 - May 2, 2023
TRI-AD CAPITAL MANAGEMENT, INC.
July 8, 1997 - August 22, 2011
TRI-AD CAPITAL MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 4/11/1994
Non-Member General Securities ExaminationSeries 1
Date: 9/19/1967
Registered Representative ExaminationCurrent Firm
TRI-AD CAPITAL MANAGEMENT, INC.
CRD#: 109687 / SEC#: 801-108470
Contact information
Regulatory assets under management
| Total Number of Accounts | 52 |
| AUM (Assets Under Management) | $ 448,882,881 |
Red Flags
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